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Judicial Watch • Lewis A Kaplan Financial Disclosure Report for 2006

Lewis A Kaplan Financial Disclosure Report for 2006

Lewis A Kaplan Financial Disclosure Report for 2006

Page 1: Lewis A Kaplan Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:13

Date Created:September 10, 2007

Date Uploaded to the Library:November 13, 2013

Tags:PtRedempt, Kaplan, Lewis A Kaplan, Lewis, Distribution, 2006, INVESTMENTS, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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AOlO Government Act 978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-1I Penon Reporting (Jut name, lint, middle initial) Kaplan, Lewis Coart Orpaintloa U.S. District Court, S.D.N.Y. Date Report 7/12/2007 Title (Article jadges indicate active senior status; magistrate judges indicate fall-or part-time) United States District Judge Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 1213112006  
Sb. Amended Report Cbamben Oftlce Address U.S. Courthouse 500 Pearl Street New York, 10007 the buia the information contained this Report and any modilicatlom pertaiaiag thereto, ii, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this fon11 must befollowed. Comple# aUparts, clleckillg the NONE box/or eachpart w/let't! yo11 /lave reportable lnfol'lfUdlon. Sign last page. POSITI NS. (Rqx1ing inllMdlull only; seepp. 9-13 ofimlnu:liorls.) NONE (No reportable positions.) Partner 	Handy Place Investment Partnership 
Trustee 	Trust u/w/o ,....., -;-"!
(J) ---' ,,....,,,,
C:l ,-;
II. AGREEMENTS. (RqHWting intlivilhulJ only; see pp. U-16 instructions.) 	... c:::'. 
(/) :: - 
[2ij NONE (No reportable agreements.) 	::::O""-_Jrrl )>.,, ..,, fTl +:"'. 

Kaplan, Lewis 
III. NON-INVESTMENT COME. (Rt!pOl'tbtg illiivilbull 11114 spo-; seepp. 17-24 o/btstnu:titnts.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

$15.44 coltlpkt4 t1tis section. 

(yours, not spouse's) 
Various Pension retirement plan pmts -pension plans for benefit retirees Random House, Inc. 
12-14-06 Class action settlement payment 

IV. REIMBURSEMENTS -transpo""'1on, lodging, food, entatalnment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 

Travel, lodging and meals attend meeting Section Council, Dana Point, CA, 8/2006 GIFTS. (IJU:buks tlwse tospome 1111' cllilllttlr. Seepp.18-31 o/btstnu:tiolu.) 
[Kl NONE (No reportable gifts.) 

VI. LIABILITIES. (IJU:liula t/tose spouse""" dependent children. Seepp. 31-33 instnlcdon) 
[Kl NONE (No reportable liabilities.) 

Kaplan, Lewis 
VII. INVESTMENTS and TRUSTS -1--. Nbu, lnlllHctiollS (IuWes""'" oft11e SJ>OflM 111111 Upa4mt cllilllntt. Stt pp. 34-611 offtlbtgbr.strucdou.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(JC)" after each asset exempt ftom prior disclosure Income during reporting period Gross value end reporting period Tnmsactions during reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (S)  
Amount  Typc(e.g.  Value  Value  Typc(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code!  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  ttansaction)  Citibank accounts  Interest  Kinderhook CSD  Interest  None  NYS Pwr Ser S.875  Interest  None  NYS Pwr S.375  Interest  PtRedempt  1-3  Sell  4-25  NYSPwrASerGPS.S  Interest  None SerF S.S  Interest  PtRedempt  1-3  Trust Ser  Interest  PtRedempt  2-27  PtRedempt  3-27  
10.  PtRedempt  4-25  

PtRedempt 7-25 

PtRedept 8-25 

PtRedempt 12-26 

PtRedempt 12-29 

IS. 1986 EES lim pin  None  None  
16. HandyPlace Invest Part  None  None  
17. Westchester S.6  Interest  None Income