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Judicial Watch • Louis H Pollak Financial Disclosure Report for 2003

Louis H Pollak Financial Disclosure Report for 2003

Louis H Pollak Financial Disclosure Report for 2003

Page 1: Louis H Pollak Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:8

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Science, Louis H Pollak, Securities, louis, meeting, conference, travel, lodging, dependent, Washington, 2003, dividend, Financial Disclosure, ICE, CIA, income, Judge

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Member, Board ofDircctors American Academy Political and Social Science (AAPSS) 

(Reporting individual only; sec pp. 14-16 filing instructions)

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Incom 
NONE -(No reportable non-investment income.) 
Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) 

NONE -(No reportable non-investment income.) 

(Includes those spouse and dependent children. See pp. 25-27 ofinstructions.) NONE -(No such reportable reimbursements.) SOURCE 
Order ofCoif 	American Bar Association 	Tellus Institute 	American Academy Political and Social Science (AAPSS} 

Amtual Meeting (receipt ofawani)-February 7-9, 2003, Seattle, Washington (travel, lodging, food) 
"Coronado Conference: Scientific Evidence and Public Policy," -March 12-14, 2003, San Diego, California (travel, lodging, food) 
Meeting -Apn1 13-14, 2003, Washington, D.C. (travel, lodging, food) 
University Louis Law School Conference Brown Board ofEducation -October 9-10, 2003, St. Louis, Missouri (travel, lodging, food) Educational Program (E.D. Pa. Retreat) 	Retreat -October 15-17, 2003, St. Michael, Maryland (funded U.S. Courts) 

Name Person Reporting 
Date Report 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable reimbursements.) Council Meeting -October 23-24, 2003, New York, New York (travel, lodging, food) 
FJC Science for Judges -November 7-8, 2003, Brooklyn, New York (travel, lodging, food) 
Third Circuit Judicial Conference Conference -November 9-11, 2003, Philadelphia, (meals funded U.S. Courts) 

POI..l.AK, LOUIS  5/10/2004 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.) 

VI. LIABILITIES. (Includes thoseof spouse and dependent children. See pp. 32-34of instructions.) 
 NONE (No reportable liabilities.) 

Date Report 
Name Person Reporting 
.Page ofl 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) Income dming Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) 
Place "(X)" after cadt asset exempt from prior disclosure DNONE (No reportable income, assets, mmsactions) Partners Fun TIAA-CREF Annuity Citizens Bank (formerly Mellon) Walnut Street Securities:  (1) Amount Codcl (A-H)  (2) Type (e.g. div. rent int.) Dividend Distnbution Interest  (1) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g. buy, sell, mciger,redemption)  (2) Date: Month-Day  exempt (3) Value Gain Code2 Code (J-P) (AH  Identity buyer/seller (if private transaction) )Merck  Dividend (2) Men:antile Mutual Fund  Dividend Connnonwealth Bank  Interest Center Point Energy (fonnerly  Dividend Center Point Energy (fonncrly Reliant)  Dividend  
10. MetLife 11. Russell Funds -breakdown follows: 12. Diversified Equity  Dividend Dividend  
13. Quantitative Equity 14. Special Growth 15. Tax Managed Large Cap 16. Emerging Markets 17. International Securities 18. Diversified Bond  Dividend None Dividend Dividend Dividend Dividend Income/Gain Codes: $1,000 less Sl,001-Sl,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Cohnnns and 04) $50,001-$100,000 $100,001-Sl,OOO,OOO $1,000,001-$5,000,000 =More than ss,000.000 a1ue Codes: $15,000 less SIS,001-SSO,OOO SS0,001-SIOO,OOO SI00,001-$250,000  
(See Columns and D3) $250,000-$500,000 S500,001-S!,OOO,OOO Sl,000,001-SS,000,000 $5,000,00l-S25,000,000 S25,000,00!-S50,000,000 $More than $50.000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment CasWMarket  
(See Column C2)  =Book Value  =Other  =Estimated 
Date Report 
Name Person Reporting 
,Page 2of2 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those ofthe spouse and dependent cluldren. Sec pp. 34-57 filing insttuctions.) 
Description AsscCs 
(including trust assets) 
Place "(X)" after each asset exempt 
from prim-disclosure 

19. Multistrategy Bond 
Real Estate Securities 20. htcome dwing reporting period Gross value end reportingperiod Tnmsactions during reporting period  
(l) Amount Code (A-H)  (2) Type (e.g. div. rent. inl) Dividend Dividend  (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (l) Type (e.g. buy, sell, mergec, redemption)  exempt (2) (3) Date: Value Gain MonthCode2 Code Day {J-P) (AJ.l)  (S) Identity buyer/seller (if private transaction) Income/Gain Codes: Sl,000 less Sl,001-$2,SOO $2,SOI-SS,000 $5,001-$15,000 $15,001-$50,000  
(See ColuDIDS and D4) SS0,001-$100,000 $100,001-Sl,OOO,OOO Sl,000,001-$5,000,000 =More than 55,000.000 Value Codes: $15,000 less Sl5,001-S50,000 SS0,001-SlOO,OOO $100,001-$250,000  
(See Columns and D3) S2S0.000-S500,000 $500,001-Sl,OOO,OOO Sl,000,001-$5,000,000  P'.! $5,000,001-$25,000,000 $25,000,00!..SSO,OOO,OOO SMore than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only)  =Assessment Cash/Market  
(See CclllDlD C2)  Book Value  =Other Estimated  

(Indicate part ofRcpott.) 
vm. ADDITIONAL JNFORMATION EXPLANATIONS VII: HSB (Hartford Steam Bofler) was mistakenly listed 2002 Report and, accordingly, not listed this ReporL The shares, which were worth very little, were liquidated, think 2001, the last year which dividends ($27) were received. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 


Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite2-301 One Columbus Circle, .E. Washington, D.C. 20544