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Judicial Watch • Nicholas G. Garaufis – 2010

Nicholas G. Garaufis – 2010

Nicholas G. Garaufis – 2010

Page 1: Nicholas G. Garaufis – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 11, 2013

Date Uploaded to the Library:October 20, 2014

Tags:changed, GARAUFIS, Nicholas G Garaufis, nicholas, Global, Growth, 2010, assets, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 11201 Report Required the Ethics Go1ernment Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-Ill) Person Reporting (last name, first, middle initial) GARAUFIS, NICHOLAS Court Organization EASTERN DISTRICT NEW YORK [)ate Report 07/25/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) UNITED STATES DISTRICT JUDGE Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address DISTRICT COURT EDNY 225 CADMAN PLAZA EAST BROOKLYN, 11202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Revie,.ing Officer [)ate 
 
IMPORT NTN TES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; supp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY MEMBER, BOARD DIRECTORS SPECTATOR PUBLISHING COMPANY, INC. MEMBER, EXECUTIVE COMMITEE NEW YORK CITY BAR ASSOCIATION 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 02/09/1997 ABC, INC. PENSION PLAN MONTHLY SURVIVOR BENEFIT 
 
 
Garaufis Nicholas 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
07/25/2011 
Ill. NON-INVESTMENT ME. (Reponing indi>idua/ and spouse; pp. 17-U filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) 2010 ABC INC. RETIREMENT PLAN 	$13,053 Spouses Non-Investment Income -I/you were married during any ponion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
1.2010 	CITIZENS BUDGET COMMISSION, FORM 099-MISC. -CONSUL TING INCOME 
2010 	NEW YORK UNIVERSITY, FORM 1099-MISC -CONSULTING INCOME 
 
 
IV. REIMBURSEMENTS transportation, lodging, food, entenainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instrnctions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	UNITED STATES TENNIS 03/19/10 -03/22/10 DALLAS, CONFERENCE TRAVEL ASSOCIATION 	 
UNITED STATES TENNIS 09/04/10 -09/07/10 NEW YORK, CONFERENCE TRAVEL ASSOCIATION 
 
 
 
 
 
[ZJ NONE (No reportable gifts.) SOURCE 
 
 
VI. LIABILITIES, (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
[Z] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Date Report 
Name Person Reporting 
07/25/2011 
VII. INVESTMENTS and TRUSTS income, atue, transactions onc1udes ttwse spouse and dependent children; see PP J-1-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (I) (2) 
(5) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J.P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: ==$1,000 lcs =$1,00 -$2,500 =$2,501 -$5,000 0=$5,001-$15.000 =$15,001 -$50,000 
(SccColumnBl and[}.l) =$50.001 -SI00.000 =SI00.001 -Sl.000.000 1,000.00 -$5.000.000 =More than $5,000,000 Value Cotimatcd 
 
 
Dale Report 
GARAUFIS, NICHOLAS 
07/25/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndfrate partofreport.) 
VII, PAGE LINE 
NAME CHANGED FROM AIM LARGE CAP GROWTH INVESTCO LARGE CAP GROWTH CL. 
VII, PAGE LINE 
 
NAME CHANGED FROM AIM GLOBAL GROWTH INVESTCO GLOBAL GROWTH VII, PAGE LINE 16: NAME CHANGED FROM ALLIANCE GLOBAL TECHNOLOGY FUND ALLIANCE BERNSTEIN GLOBAL THEMATIC GROWTH FUND. VII, PAGE LINE 20: 
ABC, INC. PENSION PLAN. DESIGNATED RECEIVE MONTHLY PENSION BENEFITS UNDER;;.: PENSION PLAN. PART Ill, LINE DISCLOSES INCOME RECEIVED. THESE PAYMENTS WILL CEASE UPON DEATH--,--- 
VII. 
NAME CHANGED FROM AIM GLOBAL EQUITY FUND INVESTCO GLOBAL EQUITY FUND. 
 
 
VII. 
NAME CHANGED FROM STANDARD POORS DEPOSITORY RECEIPTS SPDR SP 500 ETF TR. 
 
 
VII. 
NAME CHANGED FROM VAN KAMPEN EQUITY INCOME INVESTCO VAN KAMPEN EQUITY INCOME. 
 
 
 
VII, PAGE LINE 45: 
NAME CHANGED FROM ALLIANCE GROWTH ALLIANCE BERNSTEIN GROWTH FUND 
 
VII, PAGE LINE 46: 
NAME CHANGED FROM AIM DEVELOPING MKT JNVESTCO DEVELOPING MKT 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
signature: NICHOLAS GARAUFIS 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544