Petrese B. Tucker – 2011
Category:Federal Judges
Number of Pages:42
Date Created:December 1, 2012
Date Uploaded to the Library:December 28, 2014
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Rev. 112012 FOR CALENDAR YEAR 2011 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Tucker, Petrese Court Organization PA-Eastern District Date Report 09/28/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active) Sa. Report Type (check appropriate type) Nomination Date Imtial [{] Annual Sb. [{] Amended Report Fmal Reporting Period 01/01/2011 12131/2011 Chambers Office Address Room 9613 U.S. Courthouse 601 Market Street Philadelphia, 19106-1751 /MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Director venue the Arts, Inc. Executor Estate II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 2000 State Re!Irement Plan 09/28/2012 Tucker, Petrese Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) 2011 SERS State Employee Retirement System $28,000.00 SpouseS n-lnvestment Income you were married during any portion the reporting year, complete this section. (Dollar amount no/ required excepl for honorana) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 Commonwealth -Common Pleas Court Judge -Salary 2011 Cottage Home -Rental income IV. REIMBURSEMENTS transportation, lodging,food, entertainment. (Includes !hose spouse and dependent chz/dren, see 25-27 ofjilzng inslructzons) [{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 09/28/2012 Tucker, Petrese GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE American Express Credit card Farm Credit the Virginias Mortgage Land None Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reportmg period (includmg trust assets) reporting period reporting period (1) (2) (I) (2) (I) (2) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) ormt.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Accounts receivable from clients oflaw None Closed 12/31/11 practice Land Halifax County, None Income Gain Codes =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 I-$50,000 (Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000,000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.00 -$250.000 (Sec Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -550.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value Y=Othcr W=Est1mated Date Report Name Person Reporting 09/28/2012 VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reportmg penod (including trust assets) reporting period reporting period (I) (2) (I) (1) (2) (3) (4) Place (X) after each asset exempt from prior disclosure Amount Code {A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gam Code (A-H) Identity buyer/seller (if private transaction) 18. Sold 03/01111 19. ALLEGHENY TECH INC Dividend Sold 05/18/11 (part) 20. Sold 05119111 (part) Income Garn Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5.001-$15.000 =$15,00 -$50,000 (Sec Columns and D4) F=$50,001 -$100,000 =$100,001 -$1,000.000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less K=$15,001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250.000 (See Columns and D3) =$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column CZ) U=Book Value V=Othcr =Estimated Date Report Name Person Reporting Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income durmg Gross value end Transactions during reporting penod (including trust assets) reportmg period reporting period (I) (2) (2) (I) (2) (3) (4) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mmldd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (ifprivate transaction) 35. Sold (part) 02/18/11 36. Sold 04/8/11 (part) Income Gain Codes =$1.000 less =$1,00 -$2.500 =$2.501 -$5.000 45.001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50.00J -$100,000 =$!00.001 -$1,000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 orlcss 415.001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000 (Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Othcr =Estnnatcd VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income dunng Gross value end Transactions during reportmg period (including trust assets) reporting penod reporting period (1) (I) (2) (I) (3) (4) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Garn Codes =$1,000 less B$J.OOl-$2.500 $2,501 -$5,000 $5,001 -$15,000 5,001 -$50,000 (See Columns and D4) $50,001 -$100,000 $100,001-$1.000,000 $1,000,001 -$5,000.000 More than $5,000.000 Value Codes $15,000 less $15,001 -$50.000 450,001 -$100,000 $100.001 -$250.000 (See Columns and D3) $250,001 -$500.000 $500,00I -$1,000,000 41,000,001 -$5,000,000 $5,000,001 -$25,000,000 $25.000.00 -$50,000,000 More than $50,000,000 Value Method Codes QAppraisal cost (Real !:.state Only) =Assessment o=Cash Market (See Column C2) U=Book Value V=Othcr W=Estimated Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (mcluding trust assets) reporting penod reporting penod (I) (2) (2) (I) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 69. Sold 09129111 70. BANCO BRASIL SA-SPON Dividend 71. BARRICK GOLD CORPORATION Dividend Income Gam Codes .OOO less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$t5.000 =$15,001-$50,000 (See Columns and 04) =$50.001 -$100,000 =$100,001 $1.000.000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250,000 (Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$I ,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Eslatc Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estnnated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income durmg Gross value end Transactions during reporting period (includmg trust assets) reporting period reporting period (I) (2) (I) (I) (2) (3) (4) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) Income Gam Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 D=$5,00I -$15,000 =$15,001 -$50.000 (Sec Columns and D4) f=$50,00I -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250.00 -$500.000 =$500,00 $1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other W=Est1mated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code d1v.,rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Idenl!ty mm/dd/yy Code Code buyerIseller (J-P) (A-H) (if private transaction) 103. CAPITAL ONE FINANCIAL CORP Dividend 104. CARDINAL HEAL INC OHIO Dividend Income Gam Codes $1.000 less B41,001-$2.500 =$2,501 -$5,000 45.001 -$15.000 =$15.001 -$50.000 (See Columns and D4) =$50.001 -$100,000 $100,001 -$1,000.000 =$1,000,001 -$5,000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 $500,001 -$1,000.000 =$1,000,00! -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Est1mated Date Report Name Person Reporting 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Descript10n Assets Income during Gross value end Transactions dming reporting period (including trust assets) reporting period reporting period (I) (I) (2) (2) (3) (4) Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 120. CISCO SYSTEMS INC -BONDS Interest Sold 06/28/11 121. 122. CITIGROUP INC COM NEW (FOMERL CITIGROUP INC) CITIGROUP INC -SUB NOTES Dividend Interest Sold (part) 08/08/11 123. CITRIX SYSTEMS None 124. CLIFFS NATURAL RESOURCES Dividend Buy 05/02/11 125. 126. 127. 128. CME GROUP INC CMS ENERGY CORP Dividend Interest Sold (part) Sold (part) Sold (part) 09/06/11 10/25/11 10126111 129. COACH INC Dividend 130. 131. 132. 133. Coca Cola Com COGNIZANT TECH SOLUTIONS Dividend None Sold (part) Buy (add!) Buy (add!) Buy 05/01/11 05/18/11 06/23/11 03/23/11 134. 135. 136. Sold (part) Sold (part) Sold 06113111 08/02/11 08/09/11 Income Gam Codes $1.000 Jess $1,001 -$2.500 42.501 -$5,000 0$5.001-$15.000 $15,001 -$50,000 (Sec Columns and 04) $50,001 -$100,000 $100,001 -$1,000.000 =$1.000,001 -$5,000.000 112 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000 (See Columns and 03) $250,001 -$500.000 0=$500,001 -$1,000,000 41,000.001 $5,000,000 45.000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value V=Other W=Estnnatcd Date Report 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reporting period (including trust assets) reportmg period reporting period {I) (2) (I) (2) (I) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes- =$1.000 less =$1,001 -$2.500 42.501 -$5.000 45,001-$15,000 415,001 -$50.000 (See Columns and 04) 450.001 -$100,000 4100,001 -$1.000.000 lJl =$1.000,001 -$5.000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estnnatcd 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (includmg trust assets) reporting period ofreporting period (I) (2) (I) (2) (I) (2) (3) (5) Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!ddlyy Code Code buyer/seller (A-H) int.) (J-P) Code redemphon) (J-P) (A-H) (if private (Q-W) transaction) Income Garn Codes =$1.000 less =$1,001 -$2.500 42,501 -$5,000 45,001 -$15,000 415,001 -$50,000 (See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 -$100,000 =$100.001 -$250.000 (Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (I) (2) (I) (3) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 171. DIRECTTV HLDG/FIN INC-3.5% 3/1/16 Interest Income Gam Codes 41.000 less =$1,001 $2.500 =$2.501 $5.000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50,001. $100,000 =$100,001 $1,000.000 =$1.000,001 $5,000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (See Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appra1Sal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Est1mated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (including trust assets) reporting period ofreporting period (!) (2) (!) (!) (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code div., rent, Code2 Method buy, sell, mmidd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and 04) F=$50,00l -$100,000 =$100,001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00! -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Estimated VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (2) (3) (4) Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (ifpnvate transaction) 205. Sold 08/25/l 206. FHLMC!lfii:$; 05% 2038 Interest Buy 10/12/11 207. FIFTH THIRD BANCORP Dividend Sold 05102111 Income Gam Codes =$1,000 less =$1,001 -$2.500 42,501 -$5,000 0=$5,001-$15,000 =$15,001 -$50.000 (See Columns and 04) F=$50.001 -$100,000 G=$ 100,001 -$1.000.000 =$1.000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50.000 L=$50.001 100.000 =$100.001 -$250.000 (Sec Columns and 03) N=$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 P3=$25,000.001 -$50.000,000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) U=Book Value V=Other W=Esttmatcd Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Descript10n Assets Income during Gross value end Transact10ns during reporting period (including trust assets) reporting period reporting period (I) (I) (2) (I) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes: ,000 less 41,001 $2.500 42.501 -$5,000 45,001 $15,000 =$15,001 -$50,000 (See Columns and D4) =$50.001 $100,000 =$100.001 $1.000.000 Iii =$1.000,001 $5,000,000 112 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 $250.000 (See Columns and 03) =$250,00 -$500,000 =$500,00I -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 $25,000,000 =$25.000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (1) (I) (2) (3) (4) Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1,000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 415,001 -$50.000 (Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$!00,000 =$100.00 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (includmg trust assets) reporting period ofreporting period {I) (I) (2) (I) (2) (3) (4) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., d1v., rent, ormt.) Value Code (J-P) Value Method Code3 (Q-W) Type g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 256. GOLDMAN SACHS GROUP INC -NOTES Interest Buy (add!) 05104111 Sold 05/03/J (part) 258. GOOGLE INC None Buy 02/11/11 (add!) Income Gain Codes =$1.000 Jess =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15,001 -$50,000 (See Columns and D4) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250.000 (See Columns and D3) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estm1ated VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spo11se and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (including trust assets) reporting period ofreporting period (I) (2) (I) (2) (I) (2) (3) (5) Amount Type g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2,500 =$2.501 -$5.000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and 04) =$50.001 -$100,000 =$100.00I -$1.000.000 =$1,000,001 -$5.000.000 JI2 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Other =Estimated Name Person Reporting Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reportmg penod (including trust assets) reportmg penod reporting period (I) (I) (2) (I) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 290. International Business Machines Income Gam Codes =$1.000 less 41,001 -$2,500 =$2,501 -$5,000 D=$5,001-$15,000 =$15,001 -$50,000 (See Columns and D4) =$50.001 -$100,000 I00,00 -$1,000,000 41,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00I -$I 00.000 =$100.001 -$250,000 (Sec Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr W=Est1matcd VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income dunng Gross value end Transactions dunng reporting penod (mcludmg trust assets) reportmg period reporting period (!) (2) (3) (4) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transact10n) Income Gam Codes =$1,000 less 41,001 -$2,500 =$2,501 -$5,000 D=$5,001-$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25,000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr W=Est1mated VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reporting period (including trust assets) reportmg penod reporting period (2) (I) (2) (!) (2) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(eg, buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 324. L-3 COMMUNICATIONS HOLDING Dividend 325. LABORATORY AMER HLDGS None Sold 01121/11 Income Gain Codes $1,000 less 41,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 (See Columns and 04) F=$50.00I -$100,000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More lhan $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250.000 (See Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More lhan $50.000.000 Value Melhod Codes Q=AppraJSal =Cost (Real Estale Only) =Assessment =Cash Market (See Column C2) =Book Value V=Othcr =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting penod reporting penod (I) (2) (I) (2) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure Code div, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) mt.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gam Codes =$1.000 less 41.001 -$2.500 42.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$100,000 =$100.001 -$250,000 (Sec Columns and D3) 4250.001 -$500.000 =$500.001 -$1.000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.J NONE (No reportable income, assets, transactions.) Descript10n Assets Income during Gross value end Transactions during reportmg period (mcluding trust assets) reporting period ofreporting period (I) (I) (2) (3) (4) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction} 358. Metlife Inc Dividend 359. Microsoft Corp Dividend Buy 08/09/1 Income Gam Codes =$1.000 less 41,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (Sec Columns and 04) F=$50.001 -$100,000 G=$100.001 -$1,000,000 =$1.000,001 -$5,000.000 H2=More than $5.000.000 Value Codes J=$15.000 less K=$15,001 -$50,000 L=$50,00I -$100.000 =$100.001 -$250.000 (Sec Columns and 03) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25.000.000 =$25.000.00I -$50.000.000 P4=More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Value V=Other W=Estimated Date Report Name Person Reporting Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offtlinc instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (2) (2) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate transaction) 375. Buy 07/27/11 (add!) 376. NET APP INC None Sold 04/05/11 377. NETFLIX COM INC None Sold 06/07/11 (part) Income Garn Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50,001 -$!00,000 =$100,001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25 .000.00 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (includmg trust assets) reporting period reporting period Identity (2) (I) (2) (I) (2) (3) (4) Value Value Type (e.g., Date Value Gain Place (X) after each asset exempt from pnor disclosure Amount Type (e.g., Code div, rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes $1,000 less $1,001 -$2,500 c$2,501 -$5,000 D$5,001-$15,000 $15,001 -$50.000 (Sec Columns and 04) $50,001 -$100,000 $100,001 -$1,000,000 $1.000,001 -$5.000,000 More than $5.000.000 Value Codes 415.000 less $15,001 -$50,000 L$50,001 -$100,000 $100,001 -$250.000 (Sec Columns and D3) 4250.001 -$500.000 0$500,001 -$1,000.000 41.000,001 -$5,000,000 $5,000,001 -$25,000.000 $25,000.001 -$50.000,000 More than $50,000,000 Value Method Codes Appraisal Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value VOther W=Est1matcd 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions (1nc111des those spo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (2) (I) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transacllon) Income Gam Codes =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100.001 -$1,000,000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.00 -$250.000 (Sec Columns and 03) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column Cl) =Book Value V=Other =Estimated Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (includmg trust assets) reportmg period reporting penod (I) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) mt.) Code3 redempt10n) (J-P) (A-H) (if private (Q-W) transaction) 426. DONNELLEY SONS Dividend Sold 07/11/11 (part) 427. RANGE RESOURCES CORP DEL Dividend Sold 05/18/11 (part) 428. Raytheon Delaware New Dividend Buy 05/19/11 (addl) 429. Sold 12/02/11 (part) 430. REYNOLDS AMERICAN INC Dividend Sold 12/01/11 Income Gam Codes =$1.000 less =$1,00 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 E=$15,00l -$50,000 (See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5.000.000 ll2 =More 1han $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (See Columns and DJ) =$250,00I -$500,000 0=$500,001-$1,000.000 =$1.000.001 -$5 000,000 =$5.000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=AppraISal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Est1matcd Name Person Reporting Date Report Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) Description Assets Income durmg Gross value end Transactions during reportmg period (including trust assets) reporting penod reporting period (I) (2) (I) (2) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int) Code (Q-W) redemption) (J-P) (A-H) (if private transaction) Income Gam Codes =$1.000 less =$t.OOI -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 15,001 -$50.000 (See Columns and D4) F=$50.00I -$100,000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$!00,000 =$100.001 -$250.000 (Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50,000.000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reporting period (includmg trust assets) reporting period ofreporting period (2) (I) (2) (I) (2) (3) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from pnor disclosure Place (X) after each asset Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifpnvate transaction) (Q-W) Income Gam Codes =$1.000 less 41,001 -$2.500 =$2.50 -$5 ,000 =$5,001 -$15,000 =$15,00I -$50,000 (Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 41,000,001 -$5.000.000 H2=More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,00I -$100.000 4100.00 -$250,000 (Sec Columns and 03) =$250.00I -$500.000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market {Sec Column C2) U=Book Value V=Olher W=Est1mated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code2 (JP) Gain Code (A-H) Identity buyer/seller (if private transaction) Sold 08/19/11 478. SUMITOMO MITSUI-UNSPONS Dividend Income Gam Codes =$1.000 less =$1,00 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 (Sec Columns and 04) F=$50,001 -$100,000 =$100.001 -$1.000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000 (Sec Columns and 03) =$250,001 -$500.000 =$500.00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value W=Est1matcd 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) Descript10n Assets Income during Gross value end Transactions during reportmg penod (includmg trust assets) reporting period reporting period (I) (2) (!) (2) (I) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redempllon) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes A=$!,000orless =$1,001 -$2,500 42,50! -$5,000 =$5,001 -$15,000 415,001 -$50.000 (See Columns and D4) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50,000 =$50,001 100,000 =$100.001 -$250.000 (See Columns and 03) =$250.001 -$500,000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated Tucker, Petrese 09/28/2012 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 line instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting penod ofreporting period (!) (2) (!) {I) (3) (4) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redempt10n) Date mm/dd/yy Value Code (J-P) Gam Code {A-H) Identity buyer/seller (if private transaction) 511. UBS AG(Y) 512. UNION PACIFIC CORP Dividend Buy 10/06/11 (add!) 513. Buy 10/07/11 Income Gam Codes: =$1,000 less =$1,001 -$2.500 =$2,50! -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1.000,001 -$5,000,000 112 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.00 -$250.000 (See Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 41.000,001 -$5,000,000 45,000,001 -$25.000.000 =$25.000.001 $50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Other =Estunated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reportmg period (including trust assets) reporting penod reporting period (2) (I) (2) (2) (4) (5) Place (X) after each asset exempt from prior disclosure 528. TREASURY NOTE-4.25% 11/15/2017 529. TREASURY NOTES-4.5% 9/30/20I 530. 531. TREASURY NOTE-5.125% 6/30/2011 532. TREASURY NOTE-.875% 2/29/2012 Amount Type g., Value Value Type (e.g., Date Value Gain Jdentity Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Interest Buy 04/14/11 (addI) None Buy 04/14/11 (add!) Redeemed 09130111 Interest Redeemed 06/30/11 Interest Buy 06/10/lI Income Gam Codes: =$1.000 less =$1,001 -$2.500 =$2.501 $5.000 D45.00I -$15,000 415,001 -$50,000 (See Columns and 04) =$50,001. $100,000 =$!00,001-$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes J415.000 less 415,001 -$50.000 =$50.001 $!00.000 =$! 00.00 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500.001. $1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Cstunatcd 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income durmg Gross value end Transact10ns during reportmg penod (including trust assets) reportmg penod reporting period (2) (I) (2) (I) Place {X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int (J-P) Code3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Garn Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 (Sec Columns and D4) =$50,001 -$100.000 =$100.001 -$1.000,000 =$1,000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (mcludmg trust assets) reportmg period reporting period (2) (I) (!) Place (X) after each asset Amount Type (e.g., Value Value Type e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 562. TREASURY NOTE-4.25% 9/30/2012 Interest Buy 08/01/11 (add!) 563. Redeemed 07/15/11 (part) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50.00J -$100,000 4100.001 -$1,000,000 =$1.000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 450.001 -$100 000 =$100.00I -$250.000 (See Columns and 03) 4250.00I -$500.000 =$500,001 -$1,000.000 41.000.001 -$5.000,000 =$5,000,001 -$25,000,000 =$25.000.00I -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reportmg period (including trust assets) reporting penod reporting period (I) (2) (I) (2) (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Garn Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 =$15,001 -$50.000 (See Columns and D4) F=$50.00l -$100,000 =$100.00 1.000.000 IJl =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100,000 =$100.001 -$250.000 (Sec Columns and D3) =$250,00 -$500.000 =$500.001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions dunng reporting period (includmg trust assets) reporting penod reporting period (1) (I) (2) (1) (2) (3) (4) (5) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gam Code (A-H) Identity buyer/seller (if private transaction) 596. COAL HOLDINGS CORP ADR (Y) 597. Wal-Mart Stores Inc Dividend Buy 06/23/11 (add!) 598. Buy 10/04/11 Income Garn Codes $1.000 less $1,001 -$2.500 $2,501 -$5.000 $5.001 -$15,000 =$15,001 -$50.000 (Sec Columns and 04) =$50.001 -$100,000 $100,001 -$1.000,000 =$1,000,001 -$5,000.000 More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 $100.001 -$250.000 (Sec Columns and D3) $250.00 -$500.000 $500,00 -$1,000.000 $1.000.001 -$5.000,000 $5,000.001 -$25,000.000 $25.000.00 -$50.000,000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market (See Column C2) =Book Value V=Other =Estimated 09/28/2012 Tucker, Petrese VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transact10ns dunng reporting period (including trust assets) reporting period reporting period (2) (2) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 613. YUM BRANDS INC Dividend Buy 05/20/11 614. 615. 616. 617. POTASH CORP SASKATCHEWAN Dividend Buy (add!) Buy (add!) Sold (part) Sold 05/23/11 05/24/11 09/30/11 08/19/1 618. Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 (Sec Columns and 04) =$50,001 -$100,000 =$!00,001 -$1.000.000 =$1-000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 Jess =$15.001 -$50,000 =$50.00 I00,000 =$100.001 -$250.000 (Sec Columns and 03) =$250,00 -$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estnnated VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Investment Line Appraisal Date 112012009 Date Report Tucker, Petrese 09/28/2012 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Petrese Tucker NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544