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Judicial Watch • Rebecca B. Smith – 2011

Rebecca B. Smith – 2011

Rebecca B. Smith – 2011

Page 1: Rebecca B. Smith – 2011

Category:Federal Judges

Number of Pages:14

Date Created:December 1, 2012

Date Uploaded to the Library:December 20, 2014

Tags:Rebecca B Smith, Rebecca, smith, Gross, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112012 
FINAL FILING S.C. app.  101-111) Person Reporting (last name, first, middle initial) Smith, Rebecca Court Organization Eastern District Virginia Date Report 05/10/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active) Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report [{] Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
United States District Court 600 Granby Street Norfolk, Virginia 23510 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director General Douglas MacArthur Foundation, Norfolk, 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
05/10/2012 
Smith, Rebecca 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2011 
 
 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-2 filing instructwns.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
05/10/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
05/10/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (I) (2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2.500 =$2.501 -$5 .000 =$5.001 -$15,000 415,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column Cl) =Book Value V=Othcr =Estimated 
 
 
Date Report 
Smith, Rebecca 
05/10/2012 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting penod 
 
(2) (I) (2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code d1v., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gam Codes =$1,000 less 41,001 -$2.500 42,501 -$5,000 =$5,001 -$15,000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,00 -$500.000 =$500.001 -$1,000.000 41.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=AppraJSa! =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 415,00 -$50,000 
 
 
05/10/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg penod 
(including trust assets) reporting period ofreporting period 
 
(1) (I) 
(2) 
(I) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) ormt.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1,000 less 41,001 -$2500 =$2,501 -$5,000 D=$5,001 -$15,000 415,001 -$50,000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1,000,001 -$5.000.000 1-12 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$100,000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
05/10/2012 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(includmg trust assets) reporting period reporting period 
 
(I) 
(2) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) Income Gam Codes 41,000 less 41,001 -$2.500 42,501  $5,000 45,001 -$15,000 415,001 -$50,000 
(Sec Columns and D4) =$50,001 -$! 00,000 =$100.00I -$1.000.000 =$1.000,001 -$5.000,000 fl2 =More than $5,000.000 Value Codes =$15.000 lcss =$15,001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000 
(See Columns and 03) =$250.00I -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Olhcr =Estimated 
 
 
05/10/2012 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descriptton Assets 
Income durmg Gross value end Transactions during reportmg period 
 
(includmg trust assets) reporting period reporting period 
(2) (I) (2) (2) (3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mmldd/yy Code2 Code buyer/seller 
(A-HJ int.) (J-P) Code3 redemption) (J-P) (A-HJ (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 D45.00l -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$!00.00I -$1.000.000 =$1.000,001 -$5.000.000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estmiatcd 
 
 
 
0511012012 
VII. INVESTMENTS and TRUSTS -income, vutue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreporting period 
 
(I) (2) 
(I) (3) (4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes. =$1.000 less =$1.001 -$2.500 =$2,501 -$5,000 D=$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000,000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250.00  $500.000 =$500.00  $1,000.000 =$1,000.001 -$5,000,000 =$5.000,001  $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estimated 
 
 
05/10/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(mcluding trust assets) reporting penod reporting period 
 
(I) (2) (I) (2) (I) (2) (3) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
103. Ivy Small Cap Value Fund Int./Div. 
 
104. 
Matthews China Fund lnt./Div. 
 
105. 
Nuveen Tradewinds Global None Income Gam Codes =$1.000 less =$1 ,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 415,001 -$50,000 
(Sec Columns and 04) =$50,001  $100,000 =$!00.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$!00.00 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =J:.st1mated 
 
 
05/10/2012 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reportmg penod reporting period 
 
(2) 
(1) 
(2) 
(I) 
(2) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, seU, mmlddlyy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
120. !Shares Trust Russell 1000 Growth Index Dividend Fund !Shares Trust Russell Midcap Index Fund None 
122. !Shares MSC! EAFE Index Fund 	None Income Gam Codes =$1,000 less 41,001 -$2.500 =$2,50! -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001  00,000 =$100.001 $1.000,000 =$1.000,001 $5,000.000 112 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500.001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Esumatcd 
 
 
Date Report 
05/10/2012 
Smith, Rebecca 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reportmg period reporting period 
 
(I) 
(2) (I) (2) 
(5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) Income Garn Codes 41.000 Jess =$1,001 -$2.500 =$2.501 -$5,000 0=$5.001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000,000 HI=$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15.000 less K=$15,001 -$50.000 L=$50.001 -$I 00.000 =$100.001 -$250.000 
{Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$I ,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
Date Report 
Name Person Reporting 
05/10/2012 
Smith, Rebecca 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
Date Report 
Smith, Rebecca 
05/10/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Rebecca Smith 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544