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Judicial Watch • Rebecca F. Doherty – 2008

Rebecca F. Doherty – 2008

Rebecca F. Doherty – 2008

Page 1: Rebecca F. Doherty – 2008

Category:Federal Judges

Number of Pages:14

Date Created:October 28, 2009

Date Uploaded to the Library:October 11, 2014

Tags:Rebecca F Doherty, doherty, Templeton, Rebecca, Pimco, Franklin, dependent, filing, 2008, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Doherty_Rebecca_F 
 
 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
 
(yours, not spouses) Spouses Non-Investment Income -lfyou were married during any portion the reporting year, complete this sectwn. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
PAID Louisiana State University 8/10/08 -8/13/08 Baton Rouge, Louisiana Trial Advocacy Program Travel, food lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
l2J NONE (No reportable gifts.) 
 
 
VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructwns.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =$1,001 -$2,500 =S2,501 -S5,000 =$5,00I-S 15,000 =Sl5,00I -$50,000 (See Columns and D4) =$50,00I I00,000 =SI00,001 -Sl ,000,000 HI=Sl,000,001-$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) 	N=$250,001 -$500,000 0=$500,001-$1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal R=Cost (Real Estate Only) =Assessment =Cash Market 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(5) 
(1) 
(I) (2) 
(2) 
(2) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., ren Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month- 
Day 
 
Value 
Code 
 
(J-P) 
Gain 
Identity 
Code 
buyer/seller (A-H) (if private transaction) 
18. PIMCO Developing Markets Fund Dividend Buy 02/07 
19. Ivy Asset Strategy Fund Dividend Buy 08/18 
20. Legg Mason Partners Intermediate Term uni Fund Dividend Buy 01117 
21. Colonial Bank -CD Interest Buy 02/16 
22. Colonial Bank -CD Interest Redeemed 08113 Income Gain Codes: =$1,000 less B=$1,001 -$2,500 C=S2,501-S5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001-$50,000 L=$50,001 -SI00,000 =Sl00,001 -$250,000 
(See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessm ent =Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate parto/Report.) 
Investments listed 2007 report, and shown sold 2007 are: 
Franklin Templeton Foreign Small Companies 
Templeton China 
CD-Washington Mutual Bank, 
CD-Countrywide, 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND AND CRTh1INAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
 
 
Doherty_Rebecca_F 
 
04/07/2009 
Doherty, Rebecca 
 
 
 
Ill. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) Spouses Non-Investment Income -If you were married during any portion the reporting year, comp/ere this section. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) Louisiana State University 8/10/08 -8/13/08 Baton Rouge, Louisiana Trial Advocacy Program Travel, food lodging 
 
 
 
04/07/2009 
Doherty, Rebecca GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
 
VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 offding instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
 
 
 
 
 
 
04/07/2009 
Doherty, Rebecca 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Gross value end 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) 
(3) 
(2) 
(l) 
(5) (2)(2) 
Place (X) after each asset exempt from prior disclosure 
UBS Bank Deposit USA 
Bank Hapoalim 
Federated Market Opportunity 
Franklin Templeton Health 
PIMCO Foreign Bond 
Allianz Health Care Fund 
 
 
Amount 
Code 
 
(A-H) 
Type (e.g., div., rent, int.) 
Interest 
Interest 
Dividend 
None 
Dividend 
None 
Value Code (J-P) 
Value Method Code 
(Q-W) 
Type(e.g., buy, sell, redemption) 
Redeemed 
Sold 
Date 
Month Day 
 
02/04 
08/18 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
PIMCO Commodity Real Return Dividend 
Franklin Templeton Founding Funds Dividend Buy 08/18 (add!) 
Franklin Templeton Foreign Fund Dividend 
 
10. 
PIMCO All Asset Dividend 
 
11. 
Evergreen Asset Allocation Dividend 
 
 
12. UBS Dynamic Alpha Fund Dividend 
13. Toyota Financial Services Interest Redeemed 01/08 
14. Calvert Global Alternative Energy Fund None Buy 08/18 
 
15. Putnam Health Sciences Trust 16. Lehman Bro. Bank, Utah 17. Oppenheimer International Bond Dividend Interest Dividend Buy Buy Buy 02/27 02127 08/18 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) =$1,000 orless =$50,001 -$100,000 =$15,000 less =$250,00I -$500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,001  $2,500 =$100,001  $1,000,000 =$15,001  $50,000 =$500,001  $1,000,000 =Cost (Real Estate Only) =Other =$2,50  $5,000 =$1,000,001  $5,000,000 =$50,001  $100,000 =$1,000,001-$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001  $15,000 =More than $5,000,000 =$I 00,00  $250,000 =$5,000,001 -$25,000,000 =Cash Market E=Sl 5,00l -S50,000 
 
 
VII. INVESTMENTS and STS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. PIMCO Developing Markets Fund Dividend Buy 02/07 
19. Ivy Asset Strategy Fund Dividend Buy 08/18 
20. Legg Mason Partners Intermediate Term uni Fund 21. Colonial Bank -CD Dividend Interest Buy Buy 01/17 02/16 
22. Colonial Bank -CD Interest Redeemed 08/13 
 
 
 
Date Report 
Doherty, Rebecca 
04/07/2009 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReporL) 
Investments listed 2007 report, and shown sold 2007 are: 
Franklin Templeton Foreign Small Companies 
Templeton China 
CD-Washington Mutual Bank, 
CD-Countrywide, 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544