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Judicial Watch • Richard A. Paez – 2010

Richard A. Paez – 2010

Richard A. Paez – 2010

Page 1: Richard A. Paez – 2010

Category:Federal Judges

Number of Pages:22

Date Created:September 13, 2013

Date Uploaded to the Library:December 02, 2014

Tags:Strategic, Richard A Paez, Advisors, funds, Fidelity, Richard, Growth, 2010, Market, Codes, dividend, reporting, report, Federal Judge, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Date Report 
Paez, Richard U.S. Court Appeals for the Ninth Circuit Person Reporting (last name, first, middle initial) Court Organization 06/30/2011 Title (Article 111 judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Circuit Judge Active Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
with applicable laws and regulations. 
125 Grand Avenue, Ste. 300 
Pasadena, 91105 
 
U.S. Court Appeals 
Reviewing Officer 	Date 
IMPORTANT TES: The instructions accompanying this form must followe~L Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Re, o.ing inaividuul only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Board Directors 	Western Justice Center, Pasadena, 
 
 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Paez, Richard 
Name Person Reporting Date Report 
 
 
06/30/2011 
III. NON-INVESTMENT INCOME. ~Repo~ing individual and spouse; seepp. 17-24 filing instructions.) Filers Non-lnvestment Income (No reportable income.)NONE non-investment May 2010 DATE SOURCE AND TYPE California Judges Retirement System INCOME (yours, not spouses) $6,606.00 Spouses Non-Investment Income -if you were married during anyportion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
1.2010 DATE SOURCE AND TYPE Cedars Sinai Medical Center Salary 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE(No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York University 03/2010 NYC Interviewer: Root-Tilden Pub. Int. students Airfare and Hotel GIFTS. anet.des those spouse and dependent children; seepp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ancludes those spouse and dependent children; see pp. 32233 filing instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(including trust assets) reporting period reporting period 
(1) (2) (1~ (2) (1) (2) (3) (4) (3) 
place (x) after each asset 
 
Gain Identity Code buyer/seller 
exempt from prior disclosure (A-H) int.) (J=P) Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 	 
Fidelity Magellan Dividend 	 
Fidelity Cash Reserves (IRA) Dividend 	 
Fidelity Short Term Bond (IRA) Dividend Sold 01/05/10 
(part) 
Fidelity Govt Income (IRA) Dividend 	Sold 09/01/10 
 
 
(part) 	 
Fidelity Muni Dividend Sold 04/10/10 
(part) 
Fidelity Muni Dividend 	Buy 12/29/10 	 
Cedars Sinai Med Ctr 403b ING *See Note Dividend Part VIII. (SP) Vanguard Target Retirement-2025 Buy/Month 01/01/10 SSGA SP Index Fund Buy/Month 01/01/I0 
 
10. Vanguard Midcap Index Fund 	Buy/Month 01/01/10 	Fidelity PAS (IRA)(Sp)** See Note Dividend 
12. 	 
Fidelity Cash Reserves IRA (Sp) Dividend 
 
13. Fidelity Diversified Intl Dividend 	Sold 01/27/10 
 
14. Fidelity Diversified Intl Sold 03/30/10 
(part) 
 
 
15. 	 
-Fidelity Diversified Intl Sold 05/12/10 
(part) 
 
 
 
15. 	-Fidelity Diversified Intl Sold 07/27/10 
(part) 
 
17. 	-Fidelity Diversified Intl Buy 08/10/10 
(addl) =$5.001- $15.000 =$15,001 $50.000 (See Columns and I)4) =$50;001 $100,000 =$100;001 $1,000,000 =$1~000,001. $5,000,000 =More than $5~000,000 in~0~ Gain 0desi. ~$11000:0~ =$1:00i $2,500 =$2,501- $5,000 Value Codes =$15;000 iess =$15,001 $50.000 --$50,001 $100,000 =$100~001 -$250,000 
(See Columns and D3) =$250,001 $500,000 ~$5001001 $1,000 000 =$1~000;00i $5,000,000 =$5,000,001 $25,000,000 =$25,000,00i $50s000,000 =More than $50,000,000 
R--CoSt (Real Estate Only) =Cash Market 
(See Column C2) =Book Value =Other =Estimated Value Method Codes =Appraisal =Assessment 
Name Person Reporting 	Date Report 
 
 
 
Paez, Richard 	06/30/2011 
VII. INVESTMENTS and TRUSTS -inco,~e, v.lue, ,..ns.ctions aneludes those oSsp .... nnd dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Traosactions during report period (ihcluding trust assets) 
(5) 
exempt from prior disclosure (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction)(Q-W) 
18. Fidelity Diversified Intl Sold 08/10/10 
(part) 
 
 
19. Fidelity Diversified Intl 	Sold 09/21/10 
 
20. Fidelity Low Priced Stock Dividend Buy 01/27/10 (addl) 
 
21. Fidelity Low Priced Stock Sold 105/12/10 (part) 
 
22. Fidelity Low Priced Stock Sold 07/27/10 (part) 
 
23. Fidelit~ Low Priced Stock 	Sold 08/04/10 
 
24. Fidelity Advisor New Insights Dividend Sold 01/27/I0 (part) 
 
25. Fidelity Advisor New Insights Sold 06/22/10 (part) 
 
26. 	 
-Fidelity Advisor New Insights .Sold 08/04/10 (part) 
 
27. 	 
-Fidelity Advisor New Insights Sold 08/10/10 (part) 
 
28. 	 
-Fidelity Advisor New Insights Sold 09/21/10 (part) 
 
29. 	 
-Fidelity Advisor New Insights Sold 10/22/10 (part) 
 
30. Fidelity Growth Comp. Dividend Sold 05/12/10 (part) 
 
31. Fidelity Growth Comp. Sold 06/22/10 (part) 
 
32. Fidelity Growth Comp. Sold 07/27/10 (part) 
 
33. Fidelity Growth Comp. 	Sold 08/04/10 
 
34. Beacon Lge Cap Val Plan Dividend Buy 03/30/10 (addl) =$2,501 $5,000 =$5,001 -$15,000 =$15,001 $50,000 
(See Columns and 1)4) =$50~001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15;000 less =$15,001 $50,000 -$50,001 100,000 M=$100,001 $250~000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5;000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000;000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
 
Paez, Richard 	06/30/2011 
VII. INVESTMENTS and TRUSTS .... value, ......tions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div.. rent. Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. Beacon Lge Cap Val Plan Sold 05/12/10 
(part) 
 
 
36. 	 
-A. Beacon Lge Cap Val Plan Sold 07/27/10 
 
37. 	 
-William Blair Intl Growth Dividend Sold 01/27/10 
(part) 
 
 
38. William Blair Intl Growth Sold 05/12/10 
(part) 
 
 
39. 	 
-Willaim Blair Intl Growth Sold 07/27/10 
(part) 
 
 
40. 
-William Blair Intl Growth 	Buy 08/04/10 
 
41. 	 
-Willaim Blair Intl Growth Sold 08/10/10 
(part) 
 
 
42. 
-William Blair Intl Growth 	Sold 09/21/10 
 
43. Causeway Intl Val. Investor Dividend Sold 01/27/10 
(part) 
 
 
44. 	 
-Causeway Intl Val. Investor Sold 05/12/10 
(part) 
 
 
45. Causeway Intl Val. Investor Sold 07/27/10 
(part) 
 
 
46. Causeway Intl Val. Investor 	Buy 08/04/10 
 
47. 	 
-Causeway Intl Val. Investor Sold 08/10/10 
(part) 
 
 
48. 
-Causeway Intl Val. Investor 	Sold 12/17/10 
 
49. EATON VANCE Large Cap Val Dividend 	Buy 08/04/10 
 
50. EATON VANCE Large Cap Val 	Sold 08/t0/10 
 
51. 	 
-John Hancock Global Leaders Growth Dividend Sold 01/27/10 (part) =$15,001 $50,000 ifiC0~d ~ain CodeSi =$1;000 less =$1,001- $2,500 =$2,501 $5,000 =$5,001 $15.000 
(See Columns and D4) =$50,001 $100.000 =$100,001- $1,000,000 =$L000;00t. $5,000~000 =More tha~ $5;000i000 
 Value Codes =$15,000 less K-$15,001 -$50,000 =$50,001 $100,000 =$100,001 $250,000 
 
(See Columns and D3) =$250,001 $500.000 $500,001 -$1,000,000 =$~;000,001 $5i000i000 =$5 000 00i- $25 000~000 =$25,000,001 $50,000,000 =More than $50;000~000 
 Value Method Codes =Appraisal =Cost(Real Estate Only) =Assessment --Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 	Date Report 
 
 
 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions) 
NONE (No reportable income, assets, transactions.) 
Gross value end 	Transactions during reporting period 
Description Assets Income during 
(including trust assets) reporting period reporting period (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value: Gain Identity exempt from prior disclosure Code div., rent, Code Method buy; gell; mrrddd!yy Cod~ Code t ........ buyer/setler 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. John Hancock Global Leaders Sold 03/30/10 Growth (part) 
 
53. John Hancock Global Leaders Sold 05/12/10 Growth (part) 
 
54. John Hancock Global Leaders Sold 07/27/10 Growth (part) 
 
55. John Hancock Global Leaders Sold 08/04/10 Growth 
 
56. Oakmark Fund Dividend Sold 01/27/10 (paa) 
 
57. Oakmark Fund Sold 03/30/10 
 
58. Hartford Cap Appreciation Dividend Sold 01/27/10 (part) 
 
59. Hartford Cap Appreciation Sold 03/30/10 (part) 
 
60. Hartford Cap Appreciation Sold 05/12/10 (part) 
 
61. Hartford Cap Appreciation Sold 06/22/10i (part) 
 
62. Hartford Cap Appreciation Sold 07/27/10 (part) 
 
63. Hartford Cap Appreciation Buy 08/04/10 (addl) 
 
64. Hartford Cap Appreciation Sold 09/21/10 (part) 
 
65. Hartford Cap Appreciation Sold 11/10/10 
 
66. 	 
Janus Fund Shares Dividend Sold 03/30/10 (part) 
 
67. 	 
Janus Fund Shares Sold 05/12/10 (part) 
 
68. 	 
Janus Fund Shares Sold 06/22/10 (part) =$5,001 $15,000 =$15,001 $50,0001. lnconie Gain Codes: =$1;000 less ~001 $2,500 =$2,501 $5,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 Sl,O00,O00 =$1,000,001 $5,000~000 H2--Mbre than ~5;o00~000 Value Codes -$15,000 less K--$!5,oo~ =$5o;ooo 
(See Columns and D3) =$250,001 $500,000 O=$500,001 Sl,000,000 =Sl,000;001 $5;000,000 =$5,0001001 $~i0b0,000 -$25,000,001 $50,000;000 =More than $50;000;000 
R--Cost (Real Estate Only) =Cash Market Value Method Codes =Appraisal =Assessment 
(See Column C2) =Book Value --Other =Estimated 
Date ReportName Person Reporting 
06/30/2011 
Paez, Richard 
VII. INVESTMENTS and TRUSTS -income, value, ...... lions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) 
69. Janus Fund Shares 	Sold 07/27/10 
(part) 
70. 	 
Janus Fund Shares Buy 08/04/10 (addl) 
 
71. Janus Fund Shares Sold 08/10/10 (part) 
 
72. Janus Fund Shares Sold 09/21/10 (part) 
 
73. Janus Fund Shares Sold 10/22/10 (part) 
 
74. Janus Fund Shares 	Sold 12/07/10 
 
75. Perkins Mid Cap Value Inv. (name change Dividend Sold 01/27/10 was Janus Perkins) (part) 
 
76. Perkins Mid Cap Value Inv. 	Sold 08/04/10 
 
77. Legg Mason Parmers Cap Growth Dividend Sold 01/27/10 (part) 
 
78. Legg Mason Partners Cap Growth Sold 05/12/10 (part) 
 
79. Legg Mason Partners Cap Growth Sold 06/22/10 (part) 
 
80. Legg Mason Partners Cap Growth Sold 07/27/10 (part) 
 
81. Legg Mason Partners Cap Growth Buy 08/04/10 (addl) 
 
82. Legg Mason Partners Cap Growth Sold 08/10/10 (part) 
 
83. Legg Mason Partners Cap Growth Sold 09/21/10 (part) 
 
84. Legg Mason Partners Cap Growth 	Sold 11/10/10 
 
85. 	 
-Marsico Focus Dividend Sold 03/30/10 (part) =$15,001 $50,000 income G~ia C~es: A:=$1,000 iess =$1,001 $2,500 =$2,501 $5,000 =$5,001- $15,000 
(See Columns and D4) =$50,001, $100,000 =$100,00i $1;000,000 ~$1 000 000 000 :H2 ~Mbi.e:thah 000~000 ........ 
 
M--$i00 001 $250 000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 slloo0;ooi $~io0o 6oo P2:Z~ bb6!OOi~ioO~6oo =$25.000,001 $50,000,000 =More than $50 000 000 
 Value Codes =$15,000 less =$15,001 $50,000 =S50 001 --$100 000 ..... 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ~Cash Market 
(See Column C2) =Book Value =Other =Estimated ...... 
Name Person Reporting 	Date Report 
 
 
06/30/2011 
VII. INVESTMENTS and TRUSTS ....e, value, ....actions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.)  .... 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (:2) ..... (1) (:2) (1) (2) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g~, diw. rent. Value Code Value   Type {e.g., Method .... buy, sell, Date Value mm/dd/yy. ,Code Gain Code Identity buyer/seller 
(A-H) inQ O-P) Code (Q-W) redemption) (J-P) (A-H) (if private transaction) 
 
86. 	 
-Marsico Focus Sold 06/22/10 (part) 
 
87. 
-Marsico Focus 	Sold 07/27/10 
 
 
(part) 
88. 	 
-Marsico Focus Buy 08/04/10 (addl) 
 
89. 	 
-Marsico Focus Sold 08/10/10 (part) 
 
90. Marisco Focus Sold 09/21/10 (part) 
 
91. Marisco Focus Sold 10/22/10 (part) 
 
92. Mariseo Focus 	Sold 11/10/10 
 
93. 	 
-Morgan Stanley Inst Inc. Intl Equity Dividend Sold 05/12/10 (part) 
 
94. Morgan Stanley Inst Inc. Intl Equity 	Sold 07/27/10 
 
 
(part) 
95. 	 
-Morgan Stanley Inst Inc. Intl Equity Buy 08/04110 (addl) 
 
96. Morgan Stanley lnst Inc. Intl Equity Sold 08/10/10 (part) 
 
97. 
-Morgan Stanley Inst Inc. Intl Equity 	Sold 09/21/10 
 
98. Pimco Commod Real Ret Strat Admin Dividend 	Sold 06/22/10 
 
 
(part) 
99. Pimco Commod Real Est Strat Admin 	Sold 08/04/t0 
 
100. Selected Shares Dividend Sold 01/27/10 (pan) 
 
101. 	 
-Selected Shares Sold 05/12/10 (pan) 
 
102. 	 
-Selected Sheres Sold 06/22/10 (part) ifi~6~ Gaifi e~d~i =$1,000 less =$11061, $2;500 ~S2,501 $5,000 =$5,001- $15,000 ~$15,001- $50,000 
(See Colunms and I)4) F=$50,00~- $~oo,ooo =$160 m:$:i;60~;o0i~$5;ooo;ooo m~M6r~ thart$5;000;000 Value Codes =$15,000 less =$15,00i $~0;000 =si00,00i $~0;000 
(See Colu~s and D3) =$250,001 $500,000 =$500 00J 000 000 =$1~000~001 $5;000 000 =$5;000;001 $25,000,000 =$25,000,001 $50,000,000 ~More than $50,000;000 Value Method Codes =App~isal =C0si (Real Estate Only) =Assessment =Cash Market 
(See Colu~ C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Place (X) after each asset Amount Type (e.g., Value Value Type Date Value Gain Code Identity buyer/seller 
(A-H) (if private 
(Q-W) transaction/ 
103. Selected Shares Sold 07/27/10 
(part) 
104. Selected Shares Sold 08/04/10 
(part) 
105. Selected Shares Sold 08/10/10 
(part) 
106. Selected Shares Sold 09/21/10 
(part) 
107. Selected Shares Sold 10/22110 
108. Fidelity Cap Income Dividend Sold (part) 03/30/10 
109. Fidelity Cap Income Sold (part) 06/22/10 
110. -Fidelity Cap Income Sold 07/27/10 
(part) 
111. Fidelity Cap Income Sold 08/10/10 
(part) 
112. Fidelity Cap Income Sold 1/10/I0 
(part) 
113. Fidelity Short Term Bond Dividend Buy 03/30/10 
(addl) 
114. Fidelity Short Term Bond Buy 06/22/10 
(addl) 
115. Fidelity Short Term Bond Sold 08/04/10 
116. Fidelity Total Bond Sold 07/27/10 
(part) 
117. Fidelity Total Bond Buy 08/04/10 
(addl) 
118. Fidelity Total Bond Buy 08/05/10 
(addl) 
119. Fidelity Total Bond Buy 11/10/10 
(addl) =$2,501 $5,000 =$5,001- $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50;001 St00 000 ~$100,00! $1,000,000 =$I,000,00i 255,000,000 =Mo~ thah$5~0001000 Value Codes =$15~000 leSS =$15,001 $50,000 =$50,001 $100,000 M=$100,001- $250,000 
(See Columns and D3) =$250;001. $500 000 =$500~001 $1;000;000 =$1,000;00! $5,0001000 p2=$5,000,001-$25,000,000 Value Method Codes (See Column C2) =S25 000 001, $50 000,000 =AppraisaI =Book Value =Cost (Real Estate Only) =Other =More than S50,000,000 =Assessment =Estimated =Cash Market 
 
Name Person Reporting 	Date Report 
 
 
 
 
 
 
VII. INVESTMENTS and TRU -i.come, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period repotting period 
(1) (2) (1) (2) (1) (2) .... (3)  (4) (5) 
Place (X) after each asset exemptfrompriordisclosure Amount Codel Type (e.g.. diu.,rent, Value Code2 Value Method Type (e.g., buy, sell, Date mrrddd/yy Value Code2 Gain ..... Code~ Identity buyer/seller 
(A-H) (J-P) (A~H) (if private 
transaction) 
 
120. Pimco High Yield Admin Shs Dividend Sold 06/22/10 (part) 
 
121. Pimco High Yield Admin Shs 	Sold 08/04/10 
 
 
122. Pimco Total Return Admin Shs Dividend Buy (addl) 08/04/10 
123. Pimco Total Return Admin Shs. Buy (addl) 01/01/10 
124. Pimco Short Term Admin Shs Buy (addl) 08/04/10 
125. Pimco Short Term Admin Shs Sold (.part) 09/21/10 
126. T.Rowe Price High Yield Advisor Dividend Sold (P~) 01/27/10 
127. Rowe Price High Yield Advisor Sold (part) 06/22/10 
128. Rowe Price High Yield Advisor Sold (part) 07/27/10 
t29. Rowe Price High Yield Advisor Buy (addl) 08/04/10 
130. Rowe Price High Yield Advisor Sold (part) 10/22/101 
131. Rowe Price High Yield Advisor Sold (part) 12/07/10 
132. Harbor Intl Admin Dividend Sold (part) 01/27/10, 
133. -Harbor Intl Admin Sold (part) 05/12/10 
134. Harbor Intl Admin Buy (addl) 08/04/10 
135. Harbor Intl Admin Sold (part) 08/10/10 
136. Harbor lntl Admin Sold 09/21/10 
 
=$1,0Ol $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50;001 $100;000 =$1 oo,oo ;oooi0oo =$1,000,001 $5,000,000 =M0re than $5;000~000 Value Codes =$i 5,000 less =$~5~001 $50,000 ---$50;001 $100,000 =$100;00! $2501000 
(See Columns and D3) =$250,001 $500,000 =$500~001 $1,000,000 ;000,001 $5,000,000 =$5;000;001 $25;000,000 Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) --More than $50,000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS --i.co,.e, value, transactions (lnctuaes those spouse and dependent children; seepp. 34-60 f!llng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions duriag reporting period 
(including trust assets) reporting period reporting period 
(i) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e,g., Value Value Type (e.g., Date Value Ga~ Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell; mm/ddlyy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J~P) (A-H) (if private 
(Q-W) transaction) 
 
137. Morgan Cap Core Dividend Sold 01/27/10 
138. Manning Napier World Oppt Ser. Dividend Sold (pa~) 03/30/10 
139. Manning Napier World Oppt Serv 140. Manning Napier World Oppt Serv Sold (part) Sold (part) 05/12/10 07/27/10 
141. Manning Napier World Oppt Serv 142. Manning Napier World Oppt Serv Buy (addl) Sold (part) 08/04/10 08/10/10 
143. Manning Napier World Oppt Serv Sold 09/21/10 
 
144. Victory Diversified Stk Class Dividend Sold (part) 05/22/10 
145. Victory Diversified Stk Sold (part) 06/22/10 
146. Victory Diversified Stk Sold (part) 07/27/10 
147. Victory Diversified Stk Sold 08/04/10 
 
148. Fidelity PAS Small Cap Fund Funds Dividend Sold (part) 07/27/10 
149. Fidelity PAS Small Cap Fund Funds 150. Fidelity PAS Cap Fund Funds NAME CHANGE Buy (addl) 08/04/I 08/20/10 
151. PAS Small-Mid-CA Fund 
152. PAS Small-Mid Fund Funds Sold 12/07/10 
153. Fidelity Intl Discov Dividend Sold (part) 01/27/10 lneome Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (Sec Column C2) =$1,000 less =$50,001 $100,000 =$15,000 less =$250,001 $500,000 =$25,000,001 $50,000.000 =Appmlsa =Book Value =$1,001- $2;500 =$100,001- $1,0001000 =$15,001- $50,000 =$500,00I -$1,000,000 -Cost(Real Estate Only) =Olher =$2,501 $5,000 =$i 00~ 00i $51000~000 L=$5000 00000 =$1,000;001 000 000 =More than $50,000,000 =A~sessmcnt =Estimated =$5,001 $15,000 --M0re than 000 000 =$10000i ~$250;000 =$5~000.001 $25~000 000 =Cash Market =$15,001 $50,000 
 
Date Report 
Name Person Reporting 
 
06/30/2011 
Paez, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instruction~) NONE (No reportable income, assets, transactions.) 
154. 
 Fidelity lntl Discov Dividend Sold 05/12/10 (.part) 
 
155. 
 Fidelity Intl Discov 	Sold 07/27/10 
 
 
 
(part) 
156. 
 Fidelity Intl Discov 	Sold 08/04/10 
 
157. 
 Fidelity Strategic Advisors Val Dividend 	Buy 03/30/10 
 
158. 
 Fidelity Strategic Advisors Val Dividend Buy 01/14/10 (addl) 
 
159. 	 
Fidelity Strategic Advisors Val -NAME 06/25/10 CHANGE 
 
 
160.....to STRATEGIC ADVISORS VAL 
161. 
 Strategic Advisors Val 	Buy 07/27/10 (addl) 
 
162. 
 Strategic Advisors Val 	Sold 08/04/10 (part) 
 
163. 
 Strategic Advisors Val 	Buy 09/21/10 (addl) 
 
164. 
 Strategic Advisors Val 	Buy 10/22/10 (addl) 
 
165. 
 Fidelity PAS Core Inc. Fund 	Sold 08/04/10 (part) 
 
166. 	 
Fidelity PAS Core Inc. Fund -NAME 08/20/10 CHANGE: 
 
167. STRATEGIC ADVISORS CORE INCOME FUND 
 
168. 
 Strategic Advisors Core Inc. Dividend Buy 10/22/10 (addl) 
 
169. 
 John Hancock Classic Value Dividend Buy 01/27/10 (addl) 
 
 
 
 
 
05/12/10I 
170. John Hancock Classic Value 	Sold 
(part) =$15,00 $50,000 
 Income Gain Codes: =$L000 less B--SIlO01 $2;500 =$2,501 -$5,000 =$5,001 $15,000 
 
(see Columns and D4) =$50,001 $100,000 G--$1001001 $ii000;000 =$1;000;001 $5,000;000 =M6re than 000 000 .... 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 -$1o0~oo0 ~$iooioo1~$~5o,ooo =$500;001 $1;000;000 =$i,o00,OoI $5i000 000 =$5,000,001 $25 000 000(See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000 =More than $50,000,000 =Appraisal =Cost (Real Estate 0nly) Value Method Codes =Assessment 
(See Column C2) =Book Value =Other =Estimated ame Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Description Assets 
(l) (2) (1) (2) (1) :(2)~ Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value O~: Identi~ exempt from prior disclosure Code div., rent, Code Method buy, sell; mm/dd/~ C0d~ Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) 
transaction) 
171. 
 John Hancock Classic Value 	Sold 08/04/10 (pan) 
 
172. 
 John Hancock Classic Val. 	Sold 09/21/10 
 
 
 
(part) 
173. 
 John Hancock Classic Val. 	Sold 10/22/10 (part) 
 
174. 
 John Hancock Classic VaL 	Sold 11/10/10 
 
175. 
 Royce Penn Mut Dividend Sold 05/12/10 (part) 
 
176. 
 Royce Penn Mut 	Sold 08/04/10 
 
177. 	 
Fidelity PAS Core Income Fund Funds Buy 01/27/10 (addl) 
 
178. 	 
Fidelity PAS Core Inc. Fund Dividend Sold 08/04/10 (part) 
 
179. 	 
Fidelity PAS Core Inc. Fund NAME 08/20/10 CHANGE: 
 
180. 	 
...STRATEGIC ADVISORS CORE INCOME FUND 
 
181. 	 
Strategic Advisors Core Income Fund Buy 10122110 (addl) 
 
182. 
 Franklin Gold and Precious Metals Dividend Sold 05/12/10 (part) 
 
183. 
 Franklin Gold and Precious Metals 	Buy 06/22/10 (addl) 
 
184. 
 Franklin Gold and Precious Metals 	Sold 08/04/10 
 
185. 
 Templeton Global Bond Class Dividend 
 
186. 
 Fidelity Money Market Dividend 	Sold 02/17/10 
 
 
 
(part) 
187. Fidelity Money Market 	Buy 03/30/10 (addl) =St,001 $2,500 =$2,501 $5,000 =$5,001-$15,000 =$15,001-$50,000 (See Columns and D4) =$50,001 $100,000 =$i001001 $1,0001000 Hi=$ =Mbre than $5~000~000 lne0me Gain C0de~ =$1100~ !eSS .... =$15~001 $50,000 =$50 001 ~$100 000 =SLY0 00i $~50 000 
(See Columns and D3) =$250.001- $500,000 O=$500,001-$1,000,000 --$ii000100i $5i0~6i~ ~$~i0~i00i $~I000;000 .... =$25;000;00i $50,000,000 
 Value Codes =$15,000 less =More than $501000;000 ....... 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =AsSessment ~cash Market 
(See Colunm C2) =Book Value =Other --Estimated 
 
 
Date Report 
Name Person Reporting 
 
06/30/2011 
VII. INVESTMENTS and TRU STS -i.come, vutne, .... actions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
188. Fidelity Money Market Sold 05/25/10 
(part) 
189. Fidelity Money Market Sold (part) 08/31/10 
190. Fidelity Money Market Buy 09/21/10 
(addl) 
191. Fidelity Money Market Sold (part) 10/22/10 
192. Fidelity Money Market Sold 12/07/10 
193. Fidelity Emerging Markets Dividend Sold 08/04/10 
194. Fidelity PAS Intl Fund Funds Dividend Buy 01/27/10 
195. Fidelity PAS Intl Fund Funds Buy 03/30/10 
(addl) 
196. Fidelity PAS Intl Fund Funds Buy (addl) 05/12/10 
197. Fidelity PAS Intl Fund Funds Buy 07/27/10 
(addl) 
198. Fidelity PAS Intl Fund Funds Buy 07/28/10 
(addl) 
199. Fidelity PAS Intl Fund Funds Sold (part) 08/04/10 
200. Fidelity PAS Intl Fund Funds Buy 08/10/10 
(addl) 
201. Fidelity PAS Intl Fund Funds NAME Buy 08/11/I 
CHANGE (addl) 
202 .... STRATEGIC ADVISORS INTL 08/20/10 
FUND 
203. Strategic Advisors lntl Fund Buy 09/21/10 
(addl) 
204. Strategic Advisors lntl Fund Buy 09/22/10 
(addl) Income Gain Codes: =$1.000 tess =$1.001 $2,500 =$2.501 $5,000 =$5.001 $15,000 =$15.001- $50.000 
(See Coltmms and IM) =$50,001 $100,000 =$100.001 $1.000.000 =$1.000,001 $5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.D01 -$50,000 =$50,001 $100.000 =$100,001 -$250,000 
(See Columns and D3) =$250.001 $500.000 =$500.00t $1,000,000 =$1,000,001 $5,000,000 5.000,001 $25,000,000 Value Method Codes =$25.000,001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.000.000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
Paez, Richard 	06/30/2011 
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Deseription A~sets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period oreporting period 
Place (X) aider each asse! .......... exempt from prior disclosure Amgu0L Codel (A-H) (2) Type (e.g., div., rent, int.) (~) Value Code (J-P) (2) Value Method Code (t) Type (e.g., buy, sell. redemption) 2) Date mm/dd/yy (3) (4) Value Gain Code Code (J-P) (A-H) (5) Identity buyer/seller (!fprivate 
(Q-W) transacnon) 
 
205. 
 Strategic Advisors Intl Fund 	Sold 10/22/I (part) 
 
206. 
 Strategic Advisors Intl Fund 	Sold 11/10/10 (part) 
 
207. 
 Strategic Advisors Intl Fund 	Buy 12/17/10 (addl) 
 
208. 
 Strategic Advisors Intl Fund 	Buy 12/22/10 (addl) 
 
209. 
 Fidelity PAS Opp Fund Funds 	Buy 03/30/10 
 
210. 
 Fidelity PAS Opp Fund Funds 	Buy 03/31/10 (addl) 
 
211. 
 Fidelity PAS Opp Fund Funds 	Buy 05/12/10 (addl) 
 
212. 
 Fidelity PAS Opp Fund Funds 	Buy 05/2:2/10 (addl) 
 
213. 
 Fidelity PAS Opp Fund Funds 	Buy 07/27/10 (addl) 
 
214. 
 Fidelity PAS Opp Fund Funds 	Sold 08/04/10 (pad) 
 
215. 	 
Fidelity PAS Opp Fund Funds -Buy 08/10/10 NAME CHANGE (addl) 
 
 
216 .... STRATEGIC ADVISORS 08/20/10 OPPORTUNITIES FUND 
217. 
 Strategic Advisors Opportunties 	Buy 09/21/10 (addl) 
 
218. 
 Fidelity Strategic Advisors Core 	Buy 01/27/10 
 
219. 
 Fidelity Strategic Advisors Core 	Buy 01/28/10 (addl) 
 
220. 
 Fidelity Strategic Advisors Core 	Buy 03/30/10 (addl) 
 
221. 
 Fidelity Strategic Advisors Core 	Buy 06/22/10 (addl) =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 !00,000 =$100,001 $1,000,000 =$1,000,~0i $5,0001000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 $100,000 =$100,001 $250~000 (See Columns and D3) =$250,001 -$500,000 =$500,001 $t,000,000 1,000,00 $5,000;000 =$5;000,001 $25,000,000 =More than $50~000,000P3 =$25;000~00! $50,000;000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) 
NONE (790 reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-p) Code (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy C~d~ Code (~=e) (A-H) Identity buyer/seller (ifprivate transaction) 
222. Fidelity Strategic Advisors Core Buy (addl) 07/27/10 
223. Fidelity Strategic Advisors Core Sold (part) 08/04/10 
224. Fidelity Strategic Advisors Core Buy (addl) 08/10/10 
225. Fidelity Strategic Advisors Core Buy (addl) 09/21/I0 
226. Fidelity Strategic Advisors Core Buy (addl) 10/22/10 
227. Fidelity Strategic Advisors Core Buy (addl) 11/10/10 
228. Strategic Advisors Growth Fund Dividend Buy 06/22/10 
229. Strategic Advisors Growth Fund Buy (addl) 07/27/10 
230. Strategic Advisors Growth Fund Buy (addl) 08/10/10 
231. Strategic Advisors Growth Fund Sold (part) 08/04/10 
232, Strategic Advisors Growth Fund Buy (addl) 10/22/10 
233. Strategic Advisors Growth Fund Buy (addl) 1/10/10 
234. Strategic Advisors Growth Fund Buy (addl) 11/12/I0 
235. Strategic Advisors Growth Fund Buy (addl) 12/07/10 
236. Strategic Advisors Growth Fund Buy (addl) 12/08/10 
237. Strategic Advisors Growth Fund Sold (part) 12/17/10 
238. Strategic Advisors Emerging Markets Dividend Buy I0/22/10 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and I)4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 -$5,000,000 --More th~h ~5i000~000 Value Codes =$15,000 less =$15i001 $50,000 =$50,001- $100,000 =$100 00!-$250;000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000.001 $5~000;000 =$5,000i001-$35;000,000 =$25,000,00I $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value -Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS .... value, ......tions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
239. Strategic Advisors Emerging Markets 240. Stiategic Advisors Emerging Markets Buy (addl) Buy (addl) 10/25/10 1/10/10 
241. Fidelity Dividend Growth Dividend Buy 05/12/10 
242. Fidelity Dividend Growth 243. Fidelity Dividend Growth 244. Fidelity Dividend Growth 245. Fidelity Dividend Growth Sold (part) Sold (part) Buy (addl) Sold 06/22/10 07/27/10 08/04/10 09/21/10 
246. Fidelity Select Gold Dividend Buy 08/04/10 
247. Fidelity Select Gold Sold (part) 09/21/10 
248. Fidelity High Income Dividend Buy 08/04/10 
249. Fidelity High Income 250. Fidelity High Income 251. Fidelity High Income 252. Fidelity High Income Sold (part) Sold (part) Sold (part) Sold (p~) 08/10/10 09/21/10 10/22/10 12/07/10 
253. FIMM MMkt Port Inst Dividend Buy 10/22/10 
254. FIMM MMkt Port Inst 255. FIMM MMkt Port Inst Buy (addl) Sold (part) 12/07/10 12/28/10 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes ISee Column C2) =$1.000 less =$50.001 $100,000 =$15.000 less =$250.001 $500.000 =$25.000.001 $50.000.000 =Appraisal =Book Value =$1,001 $2.500 =$100.001 $1,000,000 =$15.001 $50.000 =$500.001 $1.000.000 -Cost (Real Estate Only) =Other =$2,501 $5,000 =$1.000.001 $5,000,000 L=$50.001 $100,000 =$1,000,001 $5,000,000 =More than $50.000.000 =Assessment =Estimated =$5,001 $15,000 =More than $5,000,000 =$100.001 -$250,000 =$5,000,001 $25.000.000 =Cash Market =$15,001 $50.000 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU -inco,.e, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
256. Aston Montag CAL Dwell Growth Dividend Buy 08/04/10 
257. Aston Montag CAL Dwell Growth 258. Aston Montag CAL Dwell Growth 259. Aston Montag CAL Dwell Growth 260. Aston Montag CAL Dwell Growth 261. Aston Montag CAL Dwell Growth Sold (part) Sold (part) Sold (part) Sold (part) Sold 08/10/10 09/21/10 10/22/10 11/10/10 12/07/10 
262. Credit Suisse Commd Return Strtgy Dividend Buy 08/04/10 
263. Hartford Growth Opp Dividend Buy 08/04/10 
264. Hartford Growth Opp 265. Hartford Growth Opp Sold (part) Sold 08/10/I 09/21/10 
266. Lazard Emerging Mkts Open Class Dividend Buy 08/04/10 
267. Lazard Emerging Mkts Open Class 268. Lazard Emerging Mkts Open Class Sold (part) Sold 10/22/10 11/10/10 
269. Merger Fund Dividend Buy 09/21/10 
270. Metropolitan West Low Duration Dividend Buy 08/04/10 
271. CRM Mid Cap Val Investor Shrs Dividend Buy 08/04/10 
272. CRM Mid Cap Val Investor Shrs Sold (part) 09/21/10 Income Gain Codes: (See Columns and I)4) Value Codes (See Columns and D3] Value Method Codes (See Column C2) =$1.000 less =$50,001 $100,000 =$15.000 less =$250.001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value =$1.001 $2.500 =$100,001 1,000,000 =$15,001 $50,000 =$500.001 $1,000.000 =Cost (Real Estate Only) =Other =$2.501 $5.000 =$1.000.001 $5,000,000 =$50.001 $100,O00 ~$t.000.001 $5,000,000 More than $50.000.000 =Assessment =Estimated =$5.001 $15,000 =More than $5,000,000 =$100.001- $250,000 =$5,000,001 $25,000,000 =Cash Market =$15,001 $50,000 
 
Date Report 
Name Person Reporting 
 
 
06/30/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
273. CRM Mid Cap Val Investor Shrs 274. CRM Mid Cap Val Investor Shrs Sold (part) Sold 10/22/10 11/10/I0 
275. T.Rowe Price Equity Income Advisor Dividend Buy 08/04/10 
276. T.Rowe Price Equity Income Advisor 277. T.Rowe Price Equity Income Advisor 278. T.Rowe Price Equity Income Advisor Sold (part) Sold (part) Sold 09/21/10 10/22/10 11/10/10 
279. PAS Income Opport Fund Funds Dividend Buy 06/22/10 
280. PAS Income Opport Fund Funds 281. PAS Income Opport Fund Funds 282. PAS Income Opport Fund Funds 283. PAS Income Opport Fund Funds -NAME CHANGE 284 ....to STRATEGIC ADVISORS INCOME OPPORTUNITIES FUND 285. Strategic Advisors Income Opportunities Fund 286. Buy (addl) Buy (addl) Sold (part) Buy (addl) 07/27/10 08/04/10 08/10/l 08/20/10 10/22/10 
287. l~e~ Gain Codesi ~$1~000 iesS ....... ...................... ..... ....(See Columns and D4) =$50,001 $100,000 ValueCodes =$15,000 less (See Columns and 03) =S250,001 $500,000 =$25;000,001 $50,000,000 Value Method Codes =Appraisal (See Column C2) =Book Value =$1,001- $2;500 ~$100 001 000 000 K=$15;001 z$50,000 =$500,001 1,000;000 =Cast (Real Estate Only) =Other =$2i501- $5,000 fii~$i b01 L=$501001 ~0i000 Pi:L$]!O00!00 *S;000~000 ~M0r6 ih~n $50,000i000 =AssESSment --Estimated =$5,001 SlS,000 =$15,001-$50,000 =More lhan$5~000,000 ................ $25;000,000 =Cash Market 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (]ndlcatepart report.) Part VII. Investments and Trusts (contd) makes monthly contribution her Cedars Sinai Medical Center 403(b) Plan. Fidelity Portfolio Advisory Services manages~ IRA. 
 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Paez 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544