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Judicial Watch • Richard M. Gergel – 2011

Richard M. Gergel – 2011

Richard M. Gergel – 2011

Page 1: Richard M. Gergel – 2011

Category:Federal Judges

Number of Pages:8

Date Created:December 1, 2012

Date Uploaded to the Library:October 22, 2014

Tags:Richard M Gergel, Gergel, Richard, 2011, Market, investment, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 USC app .4 /01-IJI) Person Reporting (last name, first, middle initial) Gergel, Richard Court Organization District South Carolina Date Report 5/09/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Umted States Distnct Judge-Active Sa. Report Type (check appropriate type) Nominat1on Date Initial [Z] Annual Sb. Amended Report Fmal Reporting Period 01/01/201 12/31/201 Chambers Office Address Broad Street 
Charleston, 2940 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Inser signature fast page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instr11ctions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
Gergel, Richard 
5/09/2012 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing 
instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 Columbia City Council Salary 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. (Includes those spouse and dependent children; see 25-27 fl/mg instruct10n;) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Association for Justice 8/4-8/6/2011 Hilton Head, Presentat10n Hotel and Registration Defense Tnal Attorneys 11/3-11/6/2011 Amelia Island Presentation and Meeting Hotel and Meals 
 
Date Report 
Gergel, Richard 
5/09/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR Bank Amenca DESCRIPTION Mortgage Investment Property: Edisto Beach, South Carolina VALUE CODE 
 
 
Date Report 
Gergel, Richard 
5/09/2012 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descripuon Assets Income durmg Gross value end Transactions during reporting period 
(mcludmg trust assets) reportmg period ofreportmg period 
 
(I) 
(2) 
(I) (I) (2) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div, rent, mt.) Value Code (J-P) Value Method Code (Q-W) Type g., buy, sell, redemption) Date mmldd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
I.Investment Property, Edisto Beach, Rent Investment Property, Charleston, (Y) Income Gam Codes =$1.000 less =$t,OOI -$2.500 =$2.501 -$5,000 D=$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50.00l -$1 00.000 =$100.001 -$1,000.000 =$1,000,001 -$5.000.000 112 =More than $5,000.000 Value Codes 5.000 less K=$15,001-$50.000 450.00t -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Gergel, Richard 
5/09/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income dunng Gross value end Transactions during reporting period (including trust assets) reporting period reportmg period 
(1) (1) (1) 
(2) (3) 
Place (X) after each asset Amount Type g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int (J-P) Code3 redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transact10n) Income Gam Codes =$1 ,000 less =$1,001 -$2,500 42,501 -$5,000 =$5,00t -$15,000 =$t5,00I -$50.000 
(See Columns and 04) =$50.001  $100.000 =$100.001 -$1.000.000 =$1.000,001 -$5,000,000 =More than $5,000.000 Value Codes =$15,000 less 5.001 -$50.000 =$50,00t -$!00.000 =$!00.00t -$250.000 
(Sec Columns and DJ) =$250,00 -$500.000 =$500.00 ,000.000 =$1.000,001 -$5,000,000 =$5,000,00t -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Gergel, Richard 
510912012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpt1on ofAssets Income during Gross value end Transactions dunng reportmg period 
(mcludmg trust assets) reporting penod reporting period 
 
(I) (1) (2) (2) 
(5) 
Place {X) afler each asset 
Amount Type g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure 
Code 
div rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) mt.) (J-P) Code redemption) (J-P) (A-H) (1f pnvate (Q-W) transacnon) 
35. Variable Interest HSBC Int./Div. Buy 8/15/11 
36. Merill Lynch Bank Deposit Fund Int./D1v. Buy 3/15/11 BOA Cash Reserve Money Market Fund lnt./Div. Buy 3/15/11 Income Gam Codes =$1.000 less =$1,001-$2,500 =$2.50t -$5.000 0=$5.001-$15.000 I:. =$15.00 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1,000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000or less =$15,001-$50.000 L=$50,00I -$100.000 =$100 -$250 000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000.001 -$25,000 000 =$25.000.001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =l::.sumatcd 
 
 
 
Name Person Reporting 
Date Report 
Gergel, Richard 
5/09/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) Part VII, page line 2-This asset has shifted from investment propoerty:0?l- 
Part VII, page !me -Part Sold 12/12/11, Value 
Part VII, page line 9-Converted Class 
Part VII, page line 22-Bank placed receivership regulators and stock rendered worthless 
Part Vii, page line 30-Part Sold 5/17/1 Value Part sold 7/22/11, Value Part sold 10/26/1 Value 	 
Part VII, page line 31-Part Sold 4/20/11, Value Part sold 4/28/1 Value Part sold 6117111, Value Part sold 9/13/11, Value Part sold 0/26/1 Value Part sold 11/23/11, Value 
Part VII, page line 32-Part Sold 717/J Value Part sold 10/26/11, Value Part sold 12/12/11, Value 
 
 
 
Date Report 
Gergel, Richard 
5/09/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Gergel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544