Robert P Patterson Jr Financial Disclosure Report for 2003
Number of Pages:9
Date Created:February 3, 2005
Date Uploaded to the Library:November 13, 2013
Autogenerated text from PDF
UNITED STATES DISTRICT COURT UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, 10007 CHAMBERSOI" ROBERT PATTERSON, JR. DISTRICT .JUDGE August 10,2004 _Hon. Mary Lisi, Chair Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Dear Judge Lisi: Thank you for your letter July 23-, 2004. enclose original and three copies amended report you suggested. With respect the third paragraph page your letter, the entries questioned were mandatory IRA distributions which don't believe are covered pages 51-54 the instructions, and which, after telephone call your office, understand not have reporte. Very truly yours, Enclosures U.S. District Judge (/)0 r..,, o::; ... ):I"' :t:] .r.1 ?'? =--n -o fl' :Xl -rn -er> -ifn -___.. ....,.... Government Act 1978 Rev. 1/2004 Calendar Year 2003 U.S.C. app. 101-111) Person Reporting (Last name, First name, Middle initial) Patterson, Jr., Robert Title (Article Ill Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (senior) Chambers Office Address U.S. District Court Chambers 2550, 500 Pearl St. New York, 10007 Court Organization Date Report U.S. District Court, S.D.N.Y. 8/10/2004 ReportType (check appropriate type) Reporting Period Nomination. Date 1/1/2003 Initial Amual Final 12131/2003 the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSmONS. (Reporting individ only; see pp. 9-13 offiling instructions) NONE -(No reportable positions.) Board Managers The Havens Relief Fund Society Il. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agreements.) c::: Cf) .,,..... G'> C"> r-ri ::z ........ _,,,. -"'I :; _.,,.. ""' :i::::- ;::) f:. -:; C;)0 ..r:;..rn Name Person Reporting Date Repon Patterson, Jr., Robert 8/10/2004 ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Incom NONE (No reportable non-investment income.) Spouse's on:"'Investment Incom -(Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE -(No reportable non-investment income.) IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE -(No such reportable reimbursements.) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No such reportable gifts.) VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE -(No reportable liabilities.) CREP!TOR John Hancock National Life Insurance New England Life (now Met Life) Date Report Name Person Reporting Patterson, Jr., Robert 8/10/2004 VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) Income during Gross value end Transactions dming reporting period Description Assets reporting period n:porting period (including trust assets) not ext ftum disclosme (!) (I) (2) (I) (3) Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity ofAmo1111t Typelimn prior disclosure Codc2 Method buy, sell, Month-Code div. buyertsellerCode2 Code! mil. (1-P) Code3 merger, Day (if private (A-H) inL) (JP) (AH) rec1err1>tion) (Q-W) transaction) DNONE (No n:portable income. mets, tmlSactions) Vanguard Group (Keogh) Windsor Fund Dividend 1115 Partial mandatory Vanguard Group (Keogh) Int Tenn Corp. Fund Interest 1/15 Partial mandatory New Rochelle City 911103 Interest 8128 !star Finl Inc. Dividend Buy 5/06 Byron Bergen Sched 2.5% 6115/08 Interest Buy 5107 New York Tax Free Income Fund Interest Metropolitan Transit Authority 6.0% 7/1/06 Interest Otsego Cnty lndl. Dev. Agy 5.125% 11/1/12 Interest Orleans County, 4.9% 12115114 Interest IC.-T 10. Chase Bank IRA Cash Equivalent Interest 1115 Partial mandatory 11. Edgemont School Dist. N.Y. 5.50% 1/15/07 Interest 12. N.Y. State Env. Fae. 5.6% 9115/13 Interest partial sale 3/16 gain 13. N.Y. State Env. Fae. 5.25% 6115/14 Interest 14. Metropolitan Life Ins. Dividend IS. Chase Bank IRA Cash Equivalent Interest Partial mandatory 16. Green Point Savings Cash Equivalent Interest Partial mandatory 17. Trex Inc. None Buy 3/03 18. Trex Inc. None Sell 9/19 Income/Gain Codes: (See Col and 04) Value Codes: (See CollDllllS and D3) Value Method Codes (See ColWIDl C2) =Sl,000 less $50,001-$100,000 =$15.000 less S250,000-S500,000 =S25.000,001-SS0,000,000 =Appmisal =BookValue Sl,001-$2.500 SIOO,OOJ-Sl.000,000 Sl5,00l-$50,000 =$500,00l-$1,000,000 Cost (Real Estate Only) =Other S2,501-$5,000 Sl.000,001-$5,000,000 $50,001-SI00,000 =$1,000,001-$5,000.000 $More than $50,000,000 =Assessment Estimated $5,001-$15,000 =M;-n: than $5,000.000 $100,001-$250,000 =SS.000,001-$25,000,000 CasblMarlcet $15,001-$50,000 (See Columns.Bl and 04) SS0,001-$100.000 $!00,00!-Sl,000,000 $1,000,001-$5,000,000 1:12 than ss.000,000 Value Codes: SlS,000 less SIS,001-$50,000 SS0,001-SIOO,OOO S100,001-S2SO,OOO (Sec ColWlms and 03) S2SO,OOO-SSOO,OOO SSOO,OOl-$1,000,000 $1,000.001-SS,OOO,OOO SS,000,001-$25,000,000 s2s.ooo.001-sso.ooo,ooo $More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash/Marlret -FINA:NCIAL DISCLOSURE REPORT Date Report Name Person Reporting 8/1012004 Patterson, Jr., Roben -income, value, transcations (includes those the spouse and dependent children. Sec pp. 34-57 filing instructions.) Vll. INVESTMENTS and TRUSTS Income during Gross value end Transactions during reporting period Description Assets reporting period (including uust assclS) from disclosure (1) (2) (l) (2) (1) (2) (3) Date: Value Gain Identity ofPlace "(X)" after each asset exempt AmolUlt Type (e.g. Value Value from prior disclosure buy.sell, Code2 Method MonthCode div. mn. Codc2 Code! buyerisellcr (AH) (J-P) Code3 merger, Day int.) (J-P) (Q-W) lion) (ifprivate ttansaction) Questar Corp. Dividend 37. 38. UltraLife Batteries None Sale 10/7 Partial sale . UltraLife Batteries None Sale 11/S Partial sale 39. 40. Teleflex Inc. Dividend Buy 7/16 41. Microsoft Corp. Dividend Buy Istar Fin. Dividend 42. Citigroup See explanatory note lncomelGain Codes: Sl,000 Jess -St,001-$2.500 =$2,501-$5,000 SS.1-$15,000 $15,001-$50,000 (Sec Cobmms and 04) -SS0,001-$100,000 =$100,001-S!,OOO,OOO -s1.ooo,001-ss.ooo,ooo =More than SS,000,000 Value Codes: $15.000 less S15,00l-S50,000 $50,001-$100,000 =Sl00,001-$250,000 (Sec ColUJtDlS and 03) S2S0,000-$500,000 $500,001-$ [.000.000 1,000.001-$5,000,000 S5.000,00l-S25,000,000 =$25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market (Sec Col1U1m C2) =Book Value =Other =Estimated (Indicate part Report.) VIII. ADDmONAL INFORMATION EXPLANATIONS Citigroup common stock does not appear Section VII because mistake the Report for 2002 which listed the sale Citigroup stock "partial sale" instead "sale" all that stock. certify that all information given above (including information pertaining spouse and minor dependent children. any) accurate, true, and complete the best knowledge and belie and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.