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Judicial Watch • Simeon T. Lake – 2010

Simeon T. Lake – 2010

Simeon T. Lake – 2010

Page 1: Simeon T. Lake – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 12, 2013

Date Uploaded to the Library:November 12, 2014

Tags:Simeon, Simeon T Lake, money, stock, 2010, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Reporl Required the E1hics Governmen/ Act 1978 
Rev. J/20II 
FOR CALENDAR YEAR 2010 V.S.C. app.  /IJJ-J Person Reporting (last name, first, middle initial) Lake, Simeon Court Organization United States District Court Date l{eport 04/26/201 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse Rusk Avenue, Room 9535 Houston, Texas 77002 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee 	Trust 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
Lake, Simeon 
 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instruttions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Doi/or amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instruttions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ, LIABILITIES. (Includes those spouse anti dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes tiwse spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (1) (2) 
(2) 
(3) 
(4) 
Place (X) after each asset Amount Type(e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) rental property# I-Houston, Rent rental property #2-Houston, Rent rental property #3-Houston, Rent rental property #4-Houston, Rent property, Washington Cnty, Rent J.P. Morgan Chase Interest Exxon Common Stock Dividend Wells Fargo Bank Account Interest Royalty Interest, Washington County, Texas Royalty 
10. Merrill Lynch Money Mkt Acct (IRA) Interest ATT Inc. Common Stock (IRA) Dividend 
12. Novartis ADR (IRA) Dividend 
13. IBM Corp. Common Stock (IRA) Dividend 
14. General Electric Common Stock (IRA) Dividend 
15. Intel Corp. Common Stock (IRA) Dividend 
16. Syngenta ADR (IRA) Dividend 
17. Nestle Corp. ADR (IRA) Dividend Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 $15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,001-$250,000 
(Sec Columns and DJ) =$250.00  $500,000 =$500,00 -$1,000.000 =$1.000.00 -$5,000,000 =$5.000,00 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependentc/1ildren; see PP 34-60 fil ing instruction ...) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (I) 
(2) (I) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
18. Dr. Reddys Lab ADR (IRA) Dividend 
19. Freds, Inc. Common Stock (IRA) Dividend 
20. Johnson Johnson Inc. Common Stock (IRA) Dividend 
21. Procter Gamble Inc Common Stock (IRA) Dividend 
22. Washington Mutual Inc. Common Stock (IRA) None 
23. Microsoft Common Stock (IRA) Dividend 
24. Air Transport Services Group, Inc. Common Stock (IRA) None Sold 03/11/10 
25. McCormick Inc. Non-Voting (IRA) Dividend 
26. Pfizer Inc. Common Stock (IRA) Dividend 
27. Company (IRA) Dividend 
28. Alabama Power Co. (IRA) Dividend Buy 03/11/10 
29. Trust#) 
30. --XCEL Energy, Inc. Common Stock Dividend 
31. --Walgreen Co. Common Stock Dividend 
32. --Hewlett Packard Co. Common Stock Dividend 
33. --Merrill Lynch Money Market Acct Dividend 
34. --Southwest Airlines Common Stock Dividend Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,00 -$50,000 =$50,001 -$100,000 100,00 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$I ,000,000 =$I ,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00t -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date lkporl 
Name Person Reporting 
04/26/2011 
Lake, Simeon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instruttions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
 
Transactions during reporting period 
(2)(1) (2) (1) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mrn!dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
35. --Apple Computer Inc. Common Stock None 
36. --Bristol Myers Squib Co. Inc. Common Stock Dividend 
37. --Pfizer Inc. Common Stock Dividend 
38. --Microsoft Common Stock Dividend 
39. --Johnson Johnson Co. Common Stock Dividend 
40. Merrill Lynch Money Fund Dividend 
41. ATT Inc. Common Stock Dividend 
42. Abbott Labs Common Stock Dividend Buy (add!) 11/15/10 
43. Trust 
44. --Exxon Corp. Common Stock Dividend 
45. --Merrill Lynch Money Fund Dividend 
46. --Abbott Labs Common Stock Dividend 
47. --General Electric Common Stock Dividend 
48. Pfizer Inc. Common Stock Dividend 
49. Nokia Corp. Common Stock Dividend 
50. Kellog Co. Common Stock Dividend 
51. Hospira Inc. Common Stock None Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$I 5,000 =$15,001 -$50,000 
(See Columns and D4) =$50.00 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000or lcss =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes 11rose spouse and dependent children; see PP 34-60 offiling ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) (I) 
(2) (2) 
(3) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type (e.g., Date Value 
Gain ldentity 
exempt from prior disclosure Code div. rent, Code2 Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
52. Procter Gamble, Inc. Dividend 
53. Bank Texas Account Interest 
54. Caterpillar Inc. Dividend 
55. Fidelity Municipal Money Mkt ale Interest 
56. shares Global Financials Sector Index Dividend 
57. shares SP Global Telecom Sector Index Dividend 
58. Kraft Foods Dividend 
59. shares Pacific Japan Index Dividend 
60. shares FTSE China Index Dividend 
61. shares Emerging Mkts Index Dividend Sold 07/22/10 
62. shares SP Latin Amer Index Dividend 
63. shares Global Materials Index Dividend 
64. shares SP Metals Mining ETF Dividend 
65. Nuveen Muni Value Fund Interest 
66. Texas Water Assistance Board Bond Interest Income Gain Codes: ,000 less SI,001 -$2,500 =$2,50 -$5,000 =$5.001 -$15.000 ESl5,001-$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5.000,000 Value Codes 5,000 less $15,001 -$50.000 =$50,001 -$100,000 =$100,00 -$250.000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1,000,00 -$5,000,000 =$5,000,00  $25.000.000 $25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes Appraisal cos! (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V==Othcr =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
04/26/2011 
Lake, Simeon 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
SECTION VII 
 
Line Alabama Power Co. (IRA) new entry. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Simeon Lake 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544