Sonia Sotomayor Financial Disclosure Report for 2010
Category:Financial Disclosure
Number of Pages:21
Date Created:November 11, 2013
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 Rev. 11201 FOR CALENDAR YEAR 2010 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Sotomayor, Sonia Court Organization Supreme Court the United States Date Report 05/18/2011 Title {Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Associate Justice Sa. Report Type {check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 1/1/2010 12/31/2010 Chambers Office Address .First Street, Washington, 20543 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 filing instructions.) [{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjiling instructions.) [{] NONE (No reportable agreements.) PARTIES AND TERMS 05/18/2011 Sotomayor, Sonia Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) SOURCE AND TYPE INCOME (yours, not spouse's) 4/29/20 Book advance from The Knopf Doubleday Group $1,175,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION Canton, Commencement Speaker Transportation and meal Hostos College New York, Commencement Speaker Transportation and meal Bronx Children's Museum 8/14/2010 Bronx, Speaker Transportation and meal Cleveland Legal Aid Society 9/9/2010 Cleveland, Speaker Transportation and meals New York Historical Society 9/16/2010 New York, Speaker Nueva New Transportation and meals York Exhibit Fordham Law Film Festival 10/17/2010 New York, Speaker Transportation and meal 05/18/2011 Sotomayor, Sonia University Paris Ouest 11/17/2010-Paris, France Speaker Transportation, lodging, meals 11/19/2010 Date Report 05/18/2011 Sotomayor, Sonia GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE Robert Berks Einstein Sculpture DESCRIPTION VALUE $1,500.00 VI. LIABILITIES. {Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR VALUE CODE American Express Retail Credit Card Discover Retail Credit Card Visa Retail Credit Card Master Card Retail Credit Card 05/18/2011 Sotomayor, Sonia VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (2) (1) (2) (l) (3) (5) Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mmlddlyy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Citibank, N.A. Savings Interest Open 05105110 Citibank, N.A. Checking Interest ING Direct Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -S50,000 (See Columns and 04) =$50,001 -SI00,000 G=SI00,001-$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=$50,00l -SIOO,OOO =$100,00I -$250,000 (See Columns and 03) =S250,00I -$500,000 =$500,00 -$1,000,000 =Si ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Value V=Other =Estimated Name Person Reporting Date Report Sotomayor, Sonia 05/18/2011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) Additional Information Part GIFTS. During 2010 many people sent gifts books, art, jewelry and trinkets. have reason believe that any those items exceeded the $335.00 limit. If! should learn otherwise, will amend this form. Date Report Sotomayor, Sonia 05/18/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Sonia Sotomayor NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 Rev. 112011 FOR CALENDAR YEAR 2010 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Sotomayor, Sonia Court Organization Supreme Court the United States Date Report 05/19/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Associate Justice Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 1/1/2010 12/31/2010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance First Street, with applicable Jaws and regulations. Washington, 20543 Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) [{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) PARTIES AND TERMS 05119/2011 Sotomayor, Sonia III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 4/29/2010 Book advance from The Knopf Doubleday Group $1,175,000.00 Spouse's Non-Investment Income -If you were ma"ied during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED St. Lawrence University 5/16/2010 Canton, Commencement Speaker Transportation and meal Hostos College 6/4/2010 New York, Commencement Speaker Transportation and meal Bronx Children's Museum 8/14/2010 Bronx, Speaker Transportation and meal Cleveland Legal Aid Society 9/9/2010 Cleveland, Speaker Transportation and meals New York Historical Society 9/16/2010 New York, Speaker Nueva New Transportation and meals York Exhibit Fordham Law Film Festival 10/17/2010 New York, Speaker Transportation and meal Date Report Sotomayor, Sonia 05/19/2011 University Paris Ouest 11/17/2010 -Paris, France Speaker Transportation, lodging, meals 11/19/2010 Sotomayor, Sonia 05/19/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Einstein Sculpture VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instruction') NONE (No reportable liabilities.) CREDITOR DESCRIPTION American Express Retail Credit Card Discover Retail Credit Card Visa Retail Credit Card Master Card Retail Credit Card 05/19/2011 Sotomayor, Sonia VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those pouse and dependent children; see PP 14-60 offiting instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and 04) =$50,00I 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,001 $50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated Name Person Reporting Date Report Sotomayor, Sonia 05/19/2011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreporL) Additional Information Part GIFTS. During 2010 many people sent gifts books, art, jewelry and trinkets. have reason believe that any those items exceeded the $335.00 limit. If! should learn otherwise, will amend this form. Sotomayor, Sonia 05/19/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et, seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Sonia Sotomayor NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Adrriinistrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Rev. 112011 FOR CALENDAR YEAR 2010 US.C. app. 101-111) Person Reporting (last name, first, middle initial) Sotomayor, Sonia Court Organization Supreme Court the United States Date Report 5/12/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Associate Justice Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 1/1/2010 12/31/2010 Chambers Office Address First Street, Washington, 20543 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The i11structions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) [{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY II. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.j [ZJ NONE (No reportable agreements.) AND TERMS Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) INCOME (yours, not spouse's) 4/29/2010 Book advance from The Knopf Doubleday Group $1,175,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE JV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) LOCATION PURPOSE ITEMS PAID PROVIDED St. Lawrence University 5/16/2010 Canton, Commencement Speaker Transportation and meal Hostos College 6/4/2010 New York, Commencement Speaker Transportation and meal Bronx Children's Museum 8/14/2010 Bronx, Speaker Transportation and meal Cleveland Legal Aid Society 9/9/2010 Cleveland, Speaker Transportation and meals New York Historical Society 9/16/2010 New York, Speaker Nueva New Transportation and meals York Exhibit Fordham Law Film Festival 10/17/2010 New York, Speaker Transportation and meal Date Report Sotomayor, Sonia 5/12/2011 University Paris Ouest 11/17/2010 -Paris, France Speaker Transportation, lodging, meals 11/19/2010 Date Report Sotomayor, Sonia 5/12/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE Robert Berks Einstein Sculpture $1,500.00 VALUE CODE American Express Retail Credit Card Discover Retail Credit Card Visa Retail Credit Card Master Card Retail Credit Card Name Person Reporting Date Report Sotomayor, Sonia 5112/2011 VII. INVESTMENTS and TRUSTS income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (l) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) -------' Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mmldd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Citibank, N.A. Savings Interest Citibank, N.A. Checking Interest Income Gain Codes: =$1,000 less =Sl,001 -$2,500 c=$2,501 $5,000 D=$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$!00,000 =$100,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,00 -$250,000 (See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment T=Cash Market (See Column C2) U=Book Value V=Other W=Estimated Name Person Reporting Date Report Sotomayor, Sonia 5/12/2011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) Additional Information Part GIFTS. During 2010 many people sent gifts books, art, jewelry and trinkets. have reason believe that any those items exceeded the $335.00 limit. should learn otherwise, will amend this form. Date Report Sotomayor, Sonia 5112/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Sonia Sotomayor NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544