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Judicial Watch • Stephen S. Trott – 2007

Stephen S. Trott – 2007

Stephen S. Trott – 2007

Page 1: Stephen S. Trott – 2007

Category:Federal Judges

Number of Pages:10

Date Created:November 13, 2008

Date Uploaded to the Library:December 28, 2014

Tags:TROTT, Stephen S Trott, Bought, stephen, partial, Market, 2007, assets, INVESTMENTS, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC. app.  101-111) Person Reporting (last name, first, middle initial) TROTT, Stephen Court Organization Ninth Circuit Court Appeals Date Report 04/08/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge, Senior Status Sa. Report Type (check appropriate type) Nomination, Date lnitial [{] Annual Final Reporting Period 01/01/2007 12/31/2007 
Sb. Amended Report Chambers Office Address U.S. Courthouse 550 Fort Street, Room 667 Boise, ldaho 83724 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. JTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION Board Member 
Board Member 
Advisory Committee Member Childrens Home Society Idaho 
 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) Vested interest retirement plan maintained Los Angeles Cnty, CA. was employed attorney between 1965/1981. draw retirement income monthly. 
 
 
 
 
04/08/2008 
TROIT, Stephen 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
AND TYPE (yours, not spouses) Los Angeles County California Retirement 12,000.00 Highwaymen LLC, Record Sales Performance Fees 4,000.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[Z] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
04/08/2008 
TROTT, Stephen GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[Z] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
 
 
VJ.. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE 
 
 
 
 
 
 
04/08/2008 
TROTT, Stephen 
instructions.; 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Blackrock Funds Large Cap Value Fund MDLVX Dividend Sold Partial 2/02 Blackrock Funds Large Cap Value Fund MDLVX Dividend Bought 4/26 Cambiar Opportunity CAMWX Dividend Sold Partial 4/26 Columbia Fund Marsico 21st Century Class NMTAX Dividend Bought 3/19 FM! FDS Focus Fund FMIOX Dividend FM! FDS Focus Fund FMIOX Dividend Bought 2/02 Franklin Insured Tax Free Income Fund Class FTFIX Dividend Bought 5/24 Goldman Sachs -TR Finl Square Market Fund FTXXX Dividend Sold Partial /19 Goldman Sachs -TR Finl Square Market Fund FTXXX Dividend Bought 2/02 
IO. ING Fund Int Value NllVX Dividend Sold Partial 2102 
11. Janus Invt Fund Mid Cap JMIVX Dividend Sold Partial 6/08 
12. Julius Baer lnvt Funds JIEIX Dividend Sold Partial 2/02 
13. Kinetics Paradiam Fund KNPYX Dividend Sold Partial 2/02 
14. Kinetics Paradigm Fund KNPYX Dividend Bought 4/26 
15. Legg Mason Value Trust Inc NAV LMNVX Dividend 
16. Legg Mason Value Trust Inc NAV LMNVX Dividend Bought 2/02 
17. Nuveen Inter Duration Municipal NUVBA Dividend Bought 5/24 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =$5vb,OOI -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :::Assssment =Cash Market 
(See Column C2) =Book Value Other =Estimated 
 
 
 
04/08/2008 
TROIT, Stephen 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tltose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-Pl (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes; =$1,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$J()(J,000 =$I 00,00  $1,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Colums and DJ) =$250,00 -$500,000 =$500,00  $1,000,000 =$1,000,00 -$5,000,000 =$5,000,00  $25,000,000 =525,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =:=Assessment :::Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 
04/08/2008 
TROTT, Stephen 
VII. INVESTMENTS and -income. vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(!) 
(2) 
(3) 
(2) 
(2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
 
Date Value Gain Identity 
Month- Code Code buyer/seller 
Day (J-P) (A-H) (if private 
 
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,00J -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(See Column C2) =Book Value =Other =Estimated =$15,00 -$50,000 
 
04/08/2008 
TROTT, Stephen 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. J4-6o offuing mstructions.J NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
Name Person Reporting 
04/08/2008 
TROIT, Stephen 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (2) 
(5) 
(I) 
(3) 
(4) 
(2) 
Place (X) after each asset Amount Type (e.g Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month- 
Day 
 
Identity Code Value Gain 
buyer/seller (J-P) Code 
(if private transaction) (A-H) 
69. Western Asset Core TFX Dividend Bought 2102 
70. IRA -US Bank Cash Equivalent Interest 
 
 
 
04/08/2008 
TROTT, Stephen 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) 
Section VII -This, except for line #70 (IRA U.S. Bank), belongs tand her separate asset held three different accounts, which may make some the reporting seem duplicative redundant, which not. 
Note: This report consists three separate accounts. 
 
 
 
04/08/2008 
TROlT, Stephen 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544