Skip to content

Get Judicial Watch Updates!

DONATE

Judicial Watch • Stephen S. Trott – 2011

Stephen S. Trott – 2011

Stephen S. Trott – 2011

Page 1: Stephen S. Trott – 2011

Category:Federal Judges

Number of Pages:11

Date Created:December 1, 2012

Date Uploaded to the Library:December 28, 2014

Tags:TROTT, Stephen S Trott, stephen, shares, vanguard, 2011, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

AOJO Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) TROTI, Stephen Court Organization Ninth Circuit Court Appeals Date Report 05/04/2012 Title (Article III judges indicate active senior status; magistrate Judges indicate full-or part-time) Circuit Judge, Senior Status Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
U.S. Courthouse 550 Fort Street, Room 667 Boise, Idaho 83724 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Board Member POSITION NAME ORGANIZATION/ENTITY Boise Philharmonic Association Foundation Board Member Esther Simplot Performing Arts Center Advisory Committee Member Childrens Home Society Idaho 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 2011 Vested mterest retirement plan maintained Los Angeles Cnty, CA. was employed attorney between 1965/ 1981. draw retirement income monthly. 
 
Date Report 
05/04/2012 
TROTT, Stephen 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 Los Angeles County California Retirement $12,000.00 201 Highwaymen LLC, Record Sales Performance Fees $4,000.00 Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. see 25-27 filing ms/ructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	Santa Clara Law School Sept. 9-12, 2011 Santa Clara, Presentation Clarence Transportation Darrow Trial Harvard Law School Nov.8-11,2011 Cambridge, 	Lecture Informants Transportation Hotel GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
05/04/2012 
TROTT, Stephen 
VII. INVESTMENTS and TRUSTS income, value, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instr11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns dunng reporting penod (including trust assets) reporting period ofreportmg period 
(I) 
(2) 
(I) (4) (5) 
Place (X) after each asset 
Amount Type e.g., Value Value Type (e.g., Date Value Gain Identity exempt from pnor disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller A-HJ int.) (J-P) Code3 redemption) (J-P) (A-HJ (if private (Q-W) transaction) All State Corp. All Dividend Sold 01/20/11 Chevron Corp CVX Dividend Income Gam Codes =$1.000 less =$1,001  $2.500 $2.501 -$5.000 $5.001 -$15,000 415,001 -$50.000 
(Sec Columns and 04) =$50,001 -$100,000 4100,001 -$1.000.000 $1.000,001 -$5,000.000 =More than $5.000,000 Value Codes 415,000 less $15,001 -$50.000 450.001 -$100.000 $100.001 -$250,000 
(See Columns and D3) $250,001 -$500.000 $500,001 -$1,000.000 41.000,001 -$5,000,000 $5.000,001 -$25,000.000 $25.000.00I -$50.000.000 More than $50,000,000 Value Method Codes Appraisal =Cost (Real !:state Only) =Assessment =Cash Market 
(See Column C2) =Book Value Other =Estmiated 
 
 
Date Report 
05/04/2012 
TROTT, Stephen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust a;sets) reporting period ofreporting period 
(I) (2) (I) (2) (3) 
Value Value Type (e.g., Date Value 
(5) 
Gain Identity Place (X) after each asset Amount Type (e.g., 
Code 
exempt from prior disclosure 
d1v., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
18. 
Janus Inst Overseas JIGFX Dividend Buy 09/12/1 
 
19. 
Janus Adv Mid Cap Value JMV Dividend 
 
20. 
Janus Adv Mid Cap Value JMV Dividend Sold 02/23/1 (part) 
 
21. 
Legg Mason Value Trust Inc Dividend LMNVX Income Gain Codes. =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 D=$5.00l -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1,000.000 =$1,000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15. 000 less =$15.001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreportmg period 
 
(I) (I) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) {A-H) {if private (Q-W) transaction) 
 
35. Vanguard Index Trust 500 Portfolio Inv Sold 
VFINX (part) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000.000 H2=More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Othcr =Estnnatcd 
 
 
VII. INVESTMENTS and TRUSTS -income, vaille, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing 
instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 
Place (X) after each asset 
Amount Type (e.g., 
(!) (2) (I) (2) (3) (4) (5) Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less =$1 ,001 -$2.500 =$2.501 -$5,000 0=$5,001-$15,000 =$15,00 -$50.000 
(See Columns and 04) f=$50.001-$100.000 =$100,001 -$1,000,000 Ill =$1,000,001 -$5 .000,000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00l-$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estimated 
 
 
 
Date Report 
05/04/2012 
TROTT, Stephen 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (I) (2) 
(2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. PIMCO Commodity Real Return PCRIX Dividend Buy 03/22/11 
PIM FDS Pac Invt Mgt Ser Total Return Dividend PTTRX 
71. PIM FDS Pac Invt Mgt Ser Total Return Dividend Buy 03/22/11 Income Gam Codes. =$1.000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5,000,000 112 =More than $5,000.000 Value Codes =$15. 000 less K=$15,00I -$50,000 =$50,001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Olhcr =Estimated 
 
 
Date Report 
TROTT, Stephen 
0510412012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc 
instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period reporting period 
 
(I) (1) (I) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifpnvate 
 
transaction) 
86. IRA -US Bank Cash Equivalent Income Gam Codes =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,00 -$1,000.000 =$1,000.001 -$5,000.000 =More 1han $5.000.000 Value Codes =$15.000 less K=$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000 
(See Columns and D3) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 45.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appra15al =CoSI (Real ESlatc Only) =Assessment =Cash Market (See Column C2) =Book Value V=Other W=Est1matcd 
 
Name Person Reporting 
Date Report 
TROTT, Stephen 
05/04/2012 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Section VII: This, except for line #86 (IRA U.S. Bank), belongs 
the reporting seem duplicative redundant, which not. 
 
The conversions listed below took place 3/28/11: 
(X*l )-Convert Vanguard SP 500 Index Fund Investor Shares (VFINX Vanguard SP 500 Index Fund Signal Shares (VIFSX). 
(X*2) -Convert Vanguard Mid Cap Index Fund Investor Shares (VIMSX) Vanguard Mid Cap Index Fund Signal Shares (VMISX). 
(X*3) -Convert Vanguard Small Cap Index Investor Shares (NAESX) Vanguard Small Cap Index Signal Shares (VSISX). 
(X*4) -Convert Vanguard Total International Stock Index Investor Shares (VGTSX) Vanguard Total International Stock Index Signal Shares (VTSGX). 
(X*5) -Convert Vanguard Total Bond Market Index Investor Shares (VBMFX) Vanguard Total Bond Market Index Signal Shares (VBTSX). 
(X*6) -Convert Vanguard Short Term Bond Index Investor Shares (VBISX) Vanguard Short Term Bond Index Signal Shares (VBSSX). 
 
(X-A) -Line -Left off last year -Bought: 05/18/IO and cant put date in. 
(X-A) -Line -Left off last year -Bought 04/15/10 and cant put date in. 
 
Note: This report consists three separate accounts. 
 
Date Report 
TROTT, Stephen 
05/04/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Stephen TROTT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544