Susan J. Dlott – 2006
Category:Federal Judges
Number of Pages:28
Date Created:September 14, 2007
Date Uploaded to the Library:October 11, 2014
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IMPORT ANT TES: The instroctions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [2U NONE (No reportable positions.) POSITION NAME II. AGREEMENTS. (Reporting individuai only; see pp. 14-i6 instructions.) NONE (No reportable agreements.) PARTIES AND TERMS N-INVESTMENT ME. (Reporting individual and spouse; see PP 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) SpouseS Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 04/11/2007 DLOIT, SUSAN V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 ofinstruc!Wns.) [RJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) (KJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Date Report DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those oftlu spouse and dependent children. See pp. 34-60 filing instroctions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (l) Amount Code (2) Type (e.g. div., rent, (1) Value Code (2) Value Method (1) Type (e.g. buy, sell, (2) Date Month (3) Value Code (4) Gain Code (5) Identity buyer/seller (A-H) int.) (J-P) Code (Q-W) redemption) Day (J-P) (A-H) (if private transaction) BOND-AKRON,OHIO SEWER SYS REV Interest MATURE 12-1 5.5% DUE 12/1/07 BOND-AKRON OHIO SEWER SYS REV Interest Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal .=Other =Assessinent =Book Value =Estimated DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,0Q(j =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated Date Report DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) .Day {J.P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) F=$50,001-$100,000 =$100,001 -$1,000,000 =Sl,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5;000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other ::=Assessment =Book Value =Estimated Date Report DLOIT, SUSAN 04/11/2007 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (1) (3) (1) (2) (4) (2) (5) Value Value Amount Type e.g. Place (X) after each asset Value Date Gain Identity Code div., rent, Code2 Method exempt from prior disclosure buy, sell, Code2 Month buyer/seller Code (A-H) int.) Code redemption) private Day (A-H) (J-P) (Q-W) transaction) 51. SHS INIEL CORP Dividend PARTIAL 12-20 SELL SHS INTEL CORP BUY 53. SHS AMGEN INC Dividend PARTIAL 12-18 SELL SHS FIFTH THIRD BANCORP Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,0Cll -$50,000 =$50,001 -$100,000 =$100,001-$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,ood =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value W=Estimated Date Report DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (1) (1) (3) (5) (2) (4) (2) Place (X) after each asset Amount Value Value Type (e.g. Date Value Gain Identity Code 1exempt from prior disclosure div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) Code redemption) Day (if private (J-P) (A-H) (J-P) transaction) {Q-W) 68. SHARES ROYAL DUTCH PETROLEUM Dividend COMPANY (NETHERLANDS) 69. SHS JOHNSON JOHNSON Dividend 70. SHS FIFTH THIRD BANCORP Dividend -SHARES MEDTRONIC INC Dividend SELL 9-21 ]ncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated Date Report DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 fding instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (2) (1) (2) (1) (2) (3) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) {if private (Q-W) transaction) ALLSTATE CORPORATION Dividend 86. STRYKER CORPORATION Dividend 87. BOND -OHIO HOUSING FINANCY Interest BUY Income Gain Codes: =$1,000 less =$1,CXll -$2,500 =$2,501 $5,000 :$5,001 -$15,000 415,001 -$50,000 (See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 :$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 :$100,001-$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 :$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) :Cash Market (See Column CZ) :Other =Appraisal ;:::Assessment =Book Value =Estimated Date Report DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure 102. BANK AMERICA CORP Income during reporting period (1) Amount Code (AH) (2) Type (e.g. div., rent, int.) Dividend Gross value end reporting period (1) Value Code (J-P) (2) Value Method Code3 (Q-W) Transactions during reporting period (1) (2) Type (e.g. Date buy, sell, Month-redemption) Day BUY 10-19 (3) (4) (5) Value Gain Identity Code2 Code buyer/seller (J-P) (A-If) (if private transaction) 103. SEAGATE TECHNOLOGY Dividend BUY 3-22 Income Gain Codes: =$1,000 less =$1,001 -$2,500 :$2,501 $5,000 =$5,001 $15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 $100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 4500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Vaiue =Estimated Date Report Name Person Reporting DLOTI, SUSAN 04/11/2007 VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instroctions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period porting period reporting period (1) (1) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) REV,5%, DUE 10/1/17 Income Gain Codes: B=$1,001-$2,500 =$2,501-$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$15,00!-$50,000 =$50,001-$100,000 =$100,001-$250,000 (See Columns and D3) =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Codes =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Appraisal :::Assessment =Book Value =Estimated (See Column C2) V=Otber 04/11/2007 DLOIT, SUSAN Vill. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepartofReport.J PART VII LISTED STOCKS ARE COMMON SHARES UNLESS OTIIERWISE NOTED. 04/11/2007 DLOTT, SUSAN IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544 J}ubgrs Q14mnhrts uitrb htirs JElistid Cl.loud Jtf .or 4r ou4rru :ffelistid .of 4i.o usmt JJ. Jf!Iott (513) 5.64-7630 227 J.ottrr trfnad -QI.oud4.ousr Jflistrict Wu!t.s Qliuduuati, 4i.o 45202 VIA FEDERAL EXPRESS June 27, 2007 Honorable Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Dear Judge Smith: apologize for the omissions. new employee accountants firm prepared this years report and missed some the assets. you have any further questions, please not hesitate contact me. appreciate your pointing out these errors, and thank you for all the work that you are doing benefit the Judiciary. i ,..__,