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Judicial Watch • Thomas A Varlan Financial Disclosure Report for 2009

Thomas A Varlan Financial Disclosure Report for 2009

Thomas A Varlan Financial Disclosure Report for 2009

Page 1: Thomas A Varlan Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Varlan, Century, Thomas A Varlan, Advisors, thomas, Fidelity, American, Growth, 2009, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge

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Government Act nev. ~/20t0 FOR CALENDAR YEAR 2009 u.s.c, app. ,~,~ i61- Person Reporting [last name, first, middle initial) Court Organization Date Report 
Varlan, Thomas 	U.S. District Court, Tenn. 
05/0412010 Title (A~liele 111 judges indicate active senior status; 	fin. Report Type (check appropriate Wpe) Reporting Period 
magistrate judges indicate full- part-time) Nomination, 
Date 	0110112009 District Judge-Active Initial [~ Annual Final 
12/31/2009 5b. Amended Re~.rt Chambers Office Address the basis the information contained this Report and any 
modificalioas pertaining thereto, is, opinion, compliance 

with applicable laws and regulations, 
800 Market Street 
Knoxville, "Flq 37902 District Court 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this forat must followed. Complete ull parts, checking the NONE box for each parl where yon have reporlable information. Sign last page. 
NONE (No reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY Director 	Board Visitors, University TenneSsee, College Arts Sciences Director 	Be.arden High School Foundation 
Varlan, Thomas AGREEMENTS. m~,ora,,g individual on/y seepp. 14-16 of.lqling instructions,) 
NONE (No reportable agreements.) 
~ame Person Reporting 	Date Report Varlan, Thomas 	o51~2oio 

III. NO1N-INVESTMENT COME. :Re~,or, i,~ Fliers Non-investment lncome NONE reportable non-investment income.) 
DATE 	~OURCE AND TYPE INCOME (yau~, n~t s~uses) Spouses Non-Investment Income -l/you were married during anyportion the rzporting),ear, complete tld~ sectio~ (Dollar amour! no~ required except for honora~a.) 
NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS ,,,,,~o~,,,io,. htc/ude$ those spouse and dependem children," see pp. 25-27 t~ffiling inSlntClioos.) 
NONE (No reportable reimbursemencs.) 

FINA1NCIAL DISCLOSURE REPORT Page  .,m~ olPerson Reporting Varlan, Thomas  Date Repot!05104/2010 GIFTS. ~1,~t~ae, NONE reportable g~s.) SOURCE  DESCRIPTION  VALUE  NONE (No reportable liabilities.) CREDITOR  DESCRIPTION  VALUE CODE  

Date Reporl
FINANCIALDISCLOSURE REPORT Name Person Reporting Page 0s/0~/20~ Varlan, Thomas 
NONE reportable income, assets, transactions.) 
D~ription Asse~ Income during Gr~s v~lue end Transactions during ~ng ~riod 

exempt from prior discl~r Code div,, rent, C~e Meth~ buy, ~11, m~d~ C~o C~e buyer/seller(A-H) int.) (J-P) redemption) O-P) (ifprivat~ (A-H) 	AmSoufl~ Bank Accounts lnter~st Coca Cola Common Stock Dividend ~3. BBT Common Slock Dividend 	
City Knoxville Deferred Compensation Dividend Closed 02/06/09 Program (457) 	
-Fidelity Contrafund Sold 02t06/09 Nationwide Fixed Account Sold 02106109 AIM Century Vista Fd. Sold 02106/09 NAt Gartumura To. Return ~:und Sold 

-FcdUS Gtsc Fad 2-5Yrs. Sold 02106109 tO. New Intl. Val Inst. vc, Sold 02/06/09 

-New Bar Genesis Fund 	Sold 02106/09 

12. American Funds Growth Fund America 	Sold 02/06/09 

Wachovia Securities IRA Dividend 	Closed 02106/09 

14. Evergreen Govt. 	Sold 02106/09 

-Alliance Bcmstcin Growth Income Fd. 	Sold 02106109 
16. 	-Allianz NJF Small Cap Value Fund CL-C 
Sold 02/06/09 
!7. Dreyfus Premier Worldwide Growth Fd. Sold 02/06/09 

Income Gain Codes: ---$ .000 less =$2.501  $5,DO0 =$5.001 $15,000 5.001 50.000 (See Cotumns and D4) --$50.001 $100,000 =$100,001 1.000,000 =$1,000,O0~t $5,000.000 =More than
 Value Codes =$15,000 less =$15.001 $50.000 =$50.001 $100.000 ~$100.001 

(See Columns and D3) =$250.001 $500,000 ~$500.001 $1.000.000 =$1,OO0,OO $5.O00.0OO =$5.0~l,OOI =~25,000,001 $50.1)00,000 ~Mor than $50.000.0OO
 Value Melhod Codes =Appraisal ~.Cost (Ret~ Estate On!y) ~As~.ssment =Cash Market See Colmnn C2) =B~ok Value ~Other Es!.imatod Person Reporting 	Date o Repot! NON~ reportable income, ~sets, transactions.) -b~ ..................................... 
~s~iption Asse~ Income during Gross value end T~nsactions during ~ning peri~ 
(i~lading as~) ~ning period of~poning period 
exempt from prior disclosure Code div., rein, Code Mefl~ buy, sell, m~d~yy Code buyer/~ller -~ton Vm~cc Growth Tr. Wofldwid~ Sold 02/06/09 
Hcal~h Scicncc ~d. 

19. ~vcrgrccn O~ga Fd. Cl. 
Sold 02/06/09 
20. Fidelity Advisor Ser. Mid-Cap Fd. CI. Sold 02106/09 
21. Ivy Fd. European Opportunities Fd. CI. 
Sold 02106/09 
22. Goldman Sachs Core U.S. Equity Fd. CI. 

Sold 02/06/09 
23. Pin, High Yield Fund C1. Sold 02/06/09 

24. Seligman Communication Information Sold 02/06/09 
Fd. Inc. CI. 

25. Emerging Growth CL. Sold 02/06/09 

Wachovia Securities llL, Dividend Closed 02/06/09 

27. Evergreen" Omega Fd. C1. 

Sold 02/06/09 
28. Goldman Sachs Tr. Growth Opps. Fd. CI. Sold 02/06/09 

29. John Hancock Invt. Tr. Small Cap. 

Sold 02/06109 
Equity Fd. 

30. Ivy Fd. European Opportunities Fd. C1. 

Sold 02/06/09 
31. 	UBS Dividend 	Closed 02/06/09 
32. UBS Retirement Money Fund Sold 02/06/09 
33. 	U.S. Savings Bond Interest 
34. 	Tennessees BEST Prepaid Tuition Accounts Interesl Income Gain Codes: =$1,000 err wss =$1,001 $2,500 --5;2.501 $5,000 =$5,001 $15.000 Value ~$15~ less 5,~1 $50,~ =$50,~1 ~.~ =$1 ~,~ $250,0~  
(See Colmnns and 03) =$250,001 $500.000  
(See Column C2) =~k Val~ ~ther =E~timm~  

VII. INVESTMENTS and TRUSTS -i..o.,eo ~o~.., ,...~aaio., a.~.~., a,o~. ..d ~.p..~.,,~ ~i~z.,.~ ,,~ 
~NONE (No re~rtable income, assets, transactionsO B.C. 
D~iption Asse~ Income during Gross value end Tran~ctio~ during re~ing ~ri~ (including a~) r~ing ~6~ repoSing ~riod 
Pbc"(~"dter~ch~et AmountI V~(e.g., Vatu Value V~e(e.g., Da~e Value Gnin [demi~of 
Code3 mdrmptlon) 0-p) (A-H) ~i~p~va,e 
~(i:~ ozinL)(J-P) 

35. Strategic Po~fo]io ~c~ice Advantage IRA Divided 	Open 02106/09 
36. Fidelity Adv. Strategy Income Dividend Buy 02/26/09 

37. UMB Scout Stock Dividend Buy 02126/09 

38. Fideltiy Advisor New Insights Dividend Buy 02/26/09 

39. Century Equity Income Dividend Buy 02/26/09 

40. Fidelity Advisors Float Dividend Buy 02/26/09 

41. Franklin Mutual Discovery Dividend Buy 02126109 

42. American Century Diversified Bond Dividend Buy 02t26/09 

43. Amcricm~ Century Heritage Dividend Buy 02/28/09 

44. Franklin Mutmal Discovery Dividend Buy 03113!09 

45, American Century Equity tneome Dividend Buy 03/13/09 

46. Fidelity Advisors New Insights Dividend Buy 03/13/09 

47. American Century Heritage Dividend Buy 03113/09 

48. UMB Scout Stock Dividend Buy 031t3109 

-American Century Diversified Bond Dividend Buy 03/13/09 

50. Fidelity Advisor Float Rt, Dividend Buy 03/ 3/09 (addl) 
5!. Fidelity Advisors Strategy Income Dividend Buy 03/13/09 
(addl) Income Gain Codes: =$1,000 less =21.00! $2.500 =$2.501 $5,000 =$5.001 $15.000 =~}5.001 ~SO.O00 (Sc Columns and D4) =$50,0fl 2100,000 =2100,0~1 $1.000.000 =~$I,000,00l $5,000,00~ =Morn than $5.0{~0,000 Value Co~s =~15.000 o" less =$15,0~1 $50,000 =$50,~N)1 $100,000 =$100.0~t $250.000 
{See Caktffmg arid D3) =2250,00! SS00.000 =$500.001 $1.00~.000 =$1.000,[KH $5.000,000 =$5.000.001 =$25,000.001 250.000.000 =Mo~ than $50,000,000 VaM Method Codes ~Appraisal --Co*t (Real Estate Only) ~Asses~n~nt =Cash Markcl 
(Sec Column C2) -Book VaJ~c =~Dther =Esthnate~ 

Name Person Reporting 	Date Report 
Varlan, Thomas 	05t04/2010 
VII. INVESTMENTS and TRUSTS ino.,e, v.t.e, ~.~*e~.., os. oy~ .... dependent d~ildren; see pp. 34-60 offiling i~truclio,lS.) 
NONE reportable income, assets, transactions3 ~c.I
D~Hpfion A~ets Income during Gr~s value end Tmnsactio~ during reporting period 
(including ~st ~sets) m~ning period of~iag 
--~S ....~ ....~ ...... ........ ~~) ........ ........ [-1~ I ~il .....

Idenli~ exempt from prlor disl~ure C~e div., ~nt, C~e2 Meth~ buy, sell, ]m~d~ Code2.1 C~e buyedseller (A-H) orinl.) (J-P) C~e3 rMemption) (irprivate (Q-~ (J-P) (A-H) 1_] ~nsaction) 
52. Fideli~ Advi~r Float Rt. Divided Buy 09/I 1/09 (addl) 

53. American Cen~ Heritage Dividend 	Sold 0911 

54. American Cena~ Heritage Dividend Sold 12/30/09 (pan) 

55. American Cen~ Diversifi~ Bond Dividend Sold 12/30/091 (pa~) 

Strategic Advantage Se~i~ Pogfolio IRA Dividend Open 02/26/09 

57. Franklin Mutual Discoveq Dividend 	Buy 02~6/09 

58. Scount Stock Dividend 	Buy 02/26/09 

59. Fidelity Advisors Strategy Income Dividend 	Buy 02/26/09 

60. Araerican Century Equity Income Dividend 	Buy 02/26/09 

61. Fidelity Advisors Float Rt. Dividend 	Buy 02/26/09 

62. Fidelity Advisors New Insights Dividend 	Buy 02/26/09 

63. American Century Diversified Bond Dividend 	Buy 02/26/09 

64. An+eriean Century Heritage Dividend 	Buy 02/26/09 

Strategic Portfolio Service Advantage, Dividend Open 02/26/09 

66. Ishares Russell 3000 Index Fund Dividend 	Buy 02/26/09 Incan+m Gain Codes: .000 less 1,00 
(See Columns =$50,0~1 $100,~0 =$1~,~1 .~,~ .~0.~ $5,~0,~ -Morn th~ $5.~,~
 Value C~s =$15,~ ~15,~1 $5~ =$50,~ $100,~ =$100.~ ~250.~0 
(See Columns aria D3) =$250,~1 $5~,~0 =$5~,~ $1,~0,~0 ~$1 .~.~ $5,~,~ =$5,0~,001 $25,~.~
 Value Meted =Ap~l =C~ (Real Estme ~ly) =Asse~mcnt ~a~ M~ket 
{~ Col~nn =~k Val~ =Other =Estimal~ 

Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq, U.S.C.  7353, and Judicial Conference regulations. 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544