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Judicial Watch • Thomas M. Rose – 2010

Thomas M. Rose – 2010

Thomas M. Rose – 2010

Page 1: Thomas M. Rose – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:Thomas M Rose, bonds, funds, thomas, Retirement, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Rose, Thomas U.S. District Ct., S.D. Ohio 04/28/2011 Title (Article I11 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge (active) Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
200 West Second Street 
with applicable laws and regulations. 
9th Floor, Federal Building 
Dayton, 45402 
 
Reviewing Officer 	Date 
IMPORTANT TES: The instructions accompanying this form must followe~L Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. SITI (Repor~ng individual only; see pp. 9-13 filing instructions.) 	NONE(No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 Partner 	Wiggins Rose Stables L.L.P. 
 Partner 	KSJ Stables Llp 
 
 
II. AGREEMENTS. mepora.g i.d~vidual o.ly; see pp. 14-16 filing instructions.) ~-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS 
1.1976 Public Employees Retirement System, control, retirement 2.2005 Northwestern Mutual Individual retirement account self directed (rolled from Ohio Deferred Comp Fund) 
Rose, Thomas 
Name Person Reporting 
IlL NON-INVESTMENT INCOME. tReponing individaal and spoa,e; see pp. 17-~4 filing instructions.) Filers Non-Investment Income 
DNONE (No reportable non-investment income.) 
 
DATE 	SOURCE AND TYPE 
 2010 	Ohio Public Employee Retirement System (Retirement) Spouses Non-Investment Income -If you were married daring any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
Ohio Public Retirement System (Retirement) 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertai .... (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 
 
 
Date Report 
04/28/2011 
 
INCOME 
(yours, not spouses) $76,557.00 
ITEMS PAID PROVIDED GIFTS. ancludes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. aneiudes those olspo~e and dependent children; see pp. 32-33 f!ling instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
Name Person Reporting Date Report 
 
04/28/2011 
VII. INVESTMENTS and TRU -income, volue, trunsoctions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) Amcap Fund Inc. Class Funds Dividend Small Cap World Fund Class Funds Dividend Aim Mutual Fund Inc. Class Funds Dividend Bond Fund Inc. Class Funds Dividend Sold 09/15/10 Capital World Bond Fund Class Funds Dividend Buy 09/15/10 Euro Pacific Growth Fd. Class Funds Archer Daniels Midland Co. Dividend Dividend Babcock Wilcox Dividend Buy 12/15/10 Bank Coop Pref Dividend Buy 10/13/10 
10. Berkshire Health Dividend Buy 07/23/10 
11o ADR Sponsored Dividend Sold 05/05/10 
12. ADR Spon Dividend Buy 07/16/10 
13. Central Fund Canada LTD Dividend 
14. Chesepeake Corp Dividend Buy 10/18/10 
15. Cisco System Inc. Dividend Buy 03/23/10 
16. Citigroup Cap Trust Dividend Buy 10/13/10 
17. Claymore Exchange Traded Zacks YLD Hog Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1.000 less =$50,001 $100.000 =$15_0~0 less =$250,001 $500,000 =$25,000.001 $50,000,000 =Appraisal =Book Value =$1.001 $2,500 =$100.001 $1.000.000 =$15.001 $50.000 =$500.001 $1.000.000 =Cost (Real Estate Only) =Other =S2.501 $5.000 =$1,000.091 -$5.~00.0~ =$50.001 $100.000 =$1,000.001 $5,000,000 =More than $50,000.000 =Assessment =Estimated =S5.001 $15.000 =More than =$100.001 $250.00~ =$5,000,001 $25,000,000 =Cash Market =$15.001 -$50,000 
 
Name Person Reporting Date Report 
Rose, Thomas 04/28/2011 
VII. INVESTMENTS and TRU -income, vulue, ~a.~uctio,~ (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
18. Comm Vault Sys Dividend Buy 12/15/10 
19. Exelon Corp Dividend Buy 10/13/10 
20. Fomento Economico Mexicano Dividend 
21. Huntington Bancshares Dividend 
22. Ishares Sel Div Indx Dividend 
23. Ishares Ftse Znhua IDX Dividend 
24. Ishares SP Global 100 Dividend 
25. J.P. Morgan Chase Dividend Buy 10/13/10 
26. McDermott Dividend Buy 12/15/i0 
27. Microsoft Corp Interest 
28. Napoleon Ohio Dividend Buy 06/25/10 
29. Nat City Cap Dividend Buy 10/13/10 
30. PNC Dividend 
31. Newell Rubbermaid Inc Dividend 
32. Northridge Ohio Dividend Buy 03/23/10 
33. Oracle Dividend Buy 12/15/10 
34. SPDR Index SHS FDS Mideast Africa Dividend Income Gain Codes: =$l.000 less =$1.001 $2,500 =$2.501 $5.000 =$5.001 $15.000 =$15.001 $50.000 
(See Columns and =$50.001 $100.000 =$100.001 $1.000.000 =$1.000.001 $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
~See Columns and D3I =$250.001 $500,000 =$500.001 $1.000.000 =$1,000.001 $5,000.000 =$5.000.001 $25.000.000 Value Mcthod Codes =$25,000.001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.000.000 =Assessment --Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
 
04/28/2011 
VII. INVESTMENT TRU STS i.co~,., v.t.e, ~a.~.cao.~ a.a~de$ tho~e ~po,~e .nd depe.dent children; see pp. 34-60 f!ling instructions.) 
---] NONE reportable income, assets, transactions.) 
35. Springfield Ohio Dividend Buy 03/23/10 
36. Wilmington Ohio Water Rev Bond Dividend Buy 06/25/10 
37. Wisdomtree Trust Emg Mkts Dividend 
38. $American Muni Power Interest 
39. 40. @$Buckeye Ohio TOB Settlem Fing Auth Asset $Celina Ohio Interest Interest 
41. 42. 43. $Centerville Ohio Hlth Bethany Luthem Vlg Proj $Centerville Ohio Hlth Bethany Lutherar Vlg. Proj $Clyde Green Springs Obligation Bond Interest Interest Dividend 
44. 45. $Cuyahoga Cnty Ohio Hosp Ref Impt Revenue Bonds Fairfield Hosp. Interest Dividend 
46. Franklin Health Care Bond Dividend Buy 12/10/10 
47. $Franklin County Ohio Hea Care Facs Interest 
48. $Franklin Ohio Pub Imps General Obligation Bonds 49. Franklin City (Warren Co) Ohio Interest Interest 
50. General Electric Dividend Buy 12/15/10 
51. $Hamilton Cnty Ohio Hlth Interest =$15,001- $50,000 
21Val~ Cod~ .............. ...... K--$15,00i $50;000 (See Columns and 03) =$250,00 ;SS00;~ ...... =$500.001 li000:000 ~$25i~0~00i $50.000,000 .... Value Method Codes =AppraiSal =Cost (Rea! Estate Only) (See Column C2) =B~k ~i~e =Other =$50,001 $100.000 --$1,000,001 $S~00i000 e,l ~M6~e/hart $50,000,000 =Assessment =Estimated ~$I00.001 S2501~ =$5;000,001-$25,000.000 --Cash Market 
 
Name Person Reporting Date Report 
Rose, Thomas 04/28/2011 
VII. INVESTMENTS and TRUSTS ineo,.e, value, ~a.$actions anctude$ those olspouse and dependent children; see pp. 34-60 f!llng instructions.) 
NONE (No reportable income, assets, transactions.) 
52. $Hamilton County Ohio Fats Rev Bond Interest 
53. SHuber Hts (Montgomery Co) Interest 
54. $Independence Ohio Interest 
55. Juniper Networks Dividend Buy 12/16/10 
56. 57. 58. 59. SLorain County Ohio Hosp Ref Impt Rev Bonds Catholic Hltcr $Mahoning County Ohio Gen Obligation Bonds #$Mansfield (Richland Cnty Genl Oblig Bonds Mahoning Co. Ohio Hosp. Fac Bonds Interest Interest Interest Dividend 
60. $Ohio Bldg Auth Revenu Bonds Interest 
61. 62. $Ohio Higher Edl Fac (Ohio Christian Univ Proj) Ohio Higher Interest Dividend Redeemed 12/10/10 
63. Ohio Water Dev. Bonds Dividend Buy 12/10/10 
64. Ross Cnty Ohio Hosp. Rev Bonds Dividend Redeemed 12/10/10 
65. ThomburgValue Fund Excahnge Dividend 
66. Sweney Cartwright Stock Cash Account Interest 
67. Wiggins Rose Stables L.L.P. None 
68. Rental Prop. #1, Xenia None Distributed 02/22/10 Income Gain Codes: =$1,000 tess =$1.001 $2.500 =$2.501 $5.000 =$5.001 $15.000 =$15.001 $50.000 
(See Columns and D4) =$50.001 $106.000 =$100.001 $1,000,000 =$1.000.001 $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500.001 $1.000.000 =$1.000,001 $5.000.000 =$5.000.001 $25.000.00~ Value Method Codes =$25,000.001 $50.000,000 =Appraisal -~ost (Real Estate Only) =More than $50.000.000 =Assessment =Cash Markel 
(See Column C2) ~Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
Rose, Thomas 	04/28/2011 
VII. INVESTMENTS TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
 
69. KSJ Stables LLP Distribution 
70. 
71. 
72. 
73. 
74. 
75. 
76. 
77. 
78. 
79. 
1~: ifi~me G~in Codes: ~$LO00 le~s iS~ 01umns arid D4) =$50,001 $100;000 =$100.001 $i,000~000 =$1,000,001 $5;000,000 =More than $5.000,000 Value Codes =$15.000 less =$15,001-$50.000 =$50;001 $100;000 =$100 001 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500,001 $1,000,000 ............ OOl2 $25~000,000 ~MOr~ thah $~i~OiOoo --$25.000.001 $50,000,000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =A~seS~n~ =CashMarket .... (See Column C2) :Book Value 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indlcatepartofrepor) 
 
Name Person Reporting Date Report 
 
04/28/2011 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Thomas Rose 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544